Last updated: 2025-05-22

37 Regulatory Compliance jobs in San Jose.

Hiring now: Inhouse Legal Compliance @ Aven, Sr Dir Global Aml Sanctio @ Visa, Corporate Counsel 2 Prod @ Snowflake, Sanctions Compliance Offi @ Meta, Mgr 2 Biz Ops @ Intuit, Corporate Governance And @ Idme, Sr Prod Counsel @ Credit Kar, Sr Counsel @ Aptos Labs, Incentive Compensation Mg @ Guardant, Sr Compliance Associate @ Wealthfron.Explore more at at kaamvaam.com

🔥 Skills

compliance (14) Compliance (8) financial services (7) regulatory compliance (6) corporate governance (5) lending (4) legal (4) risk management (4) regulatory requirements (4) policies (4)

📍 Locations

San Jose (12) Mountain View (8) Menlo Park (4) Palo Alto (3) Sunnyvale (3) Foster City (2) Oakland (2) Campbell (1) Redwood City (1) Santa Clara (1)
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Aven

In-House Legal & Compliance Campbell
Skills & Focus: compliance, regulations, mortgage, lending, risk assessments, audits, legal, TILA, RESPA, HMDA
About the Company: We are reinventing consumer credit by reducing the cost of capital through technology and our first product is the world's cheapest credit card, backed by home…
Experience: 3+ years in a compliance, risk, legal, or regulatory role within a fintech, bank, or mortgage company
Type: Full time

Visa

Sr. Director, Global AML & Sanctions Governance Foster City
Skills & Focus: AML compliance, Sanctions governance, Risk assessment, Compliance policies, Regulatory requirements, Quality assurance, Compliance training, Governance structures, Management reporting, Key Performance Indicators (KPIs)
About the Company: Visa maintains a global anti-money laundering / anti-terrorist financing (AML/ATF) and sanctions program established under formalized policies and procedures.
Experience: Seasoned financial crimes compliance professional
Type: Hybrid
Sr. Director, Global Sanctions Compliance Foster City
Skills & Focus: compliance, sanctions, export control, regulatory, risk assessments, screening tools, training, audit, legal, risk management
Type: Hybrid

Snowflake

Corporate Counsel 2 - Product Menlo Park
Skills & Focus: AI/ML, legal, regulatory requirements, policies, procedures, privacy, security, compliance, intellectual property, customer negotiations
About the Company: Snowflake is growing fast, and we’re scaling our team to help enable and accelerate our growth. We are looking for people who share our values, challenge ordin…
Experience: At least 4 years of relevant experience preferred
Salary: $172K – $232K
Type: Full time

Meta

Sanctions Compliance Officer Menlo Park
Skills & Focus: sanctions compliance, policies, procedures, recommendations, guidance, training, collaboration, regulations, analytical skills, project management
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses. When Facebook launched in 2004, it changed the way people connect. Ap…
Experience: At least 3 years of experience working in a similar role within the fintech industry.
Salary: $116,000/year to $168,000/year + bonus + equity + benefits
Type: Full Time
Benefits: Meta offers benefits that include bonuses, equity, and other forms of compensation.
Regulatory Readiness Program Manager Menlo Park
Skills & Focus: Regulatory, Program Management, Stakeholder Management, Compliance, Operational Risk, Data Practices, Privacy, Leadership, Product Strategy, Cross-functional
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses. When Facebook launched in 2004, it changed the way people connect. Ap…
Experience: 10+ years in strategy, management consulting, business operations, program management, regulatory operations, or other operational discipline. 4+ years of experience within a product environment and partnering with cross-functional stakeholders.
Salary: $160,000/year to $221,000/year + bonus + equity + benefits
Type: Full Time
Benefits: In addition to base compensation, Meta offers benefits.
Regulatory Escalations Specialist Menlo Park
Skills & Focus: Regulatory, Escalations, Crisis management, Risk assessment, Project management, Data analysis, Compliance, Community standards, Content integrity, Collaboration
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses.
Experience: 4+ years of experience handling operations, crisis or risk in a technology company or equivalent environment
Salary: $97,000/year to $139,000/year + bonus + equity + benefits
Type: Full Time
Benefits: Meta offers benefits such as equity and bonuses.

Intuit

Manager 2, Business Operations Mountain View
Skills & Focus: servicing, operations, fintech, credit cards, lending, customer-centric, compliance, automation, workflow, regulatory standards
About the Company: Intuit is the global financial technology platform that powers prosperity for the people and communities it serves, offering products like TurboTax, Credit Kar…
Experience: 10+ years in servicing or operations, ideally within fintech, credit cards, lending, or financial services
Director, Deputy General Counsel - Enterprise Compliance Officer Mountain View
Skills & Focus: compliance, legal, enterprise, counsel, technology, financial management, data protection, risk management, business strategy, regulatory compliance
About the Company: Intuit is a global technology company that provides financial and business management solutions.
Salary: $284,500 - $384,500
Type: Full-time
Benefits: Health insurance, financial security support, and hybrid work flexibility.
Staff Ethics and Investigations Partner Mountain View
Skills & Focus: ethics, investigations, compliance, risk management, financial services, analytical, communication, policy development, team leadership, regulatory affairs
About the Company: Intuit is a financial software company that specializes in products like TurboTax and QuickBooks, focused on providing solutions to help people manage their fi…
Experience: 5+ years
Salary: $150,000 - 203,000
Type: Full-time
Benefits: Comprehensive benefits including health, vision, dental, and retirement plans

Id.Me

Corporate Governance and Compliance Specialist Mountain View
Skills & Focus: corporate governance, compliance, KYC, legal entity management, contract management, documentation criteria, sanctions checks, regulatory compliance, training and support, project management
About the Company: ID.me is the next-generation digital identity wallet that simplifies how individuals securely prove their identity online. Consumers can verify their identity …
Experience: 3-5 years in corporate governance, compliance, KYC, or legal entity management

Credit Karma

Senior Product Counsel Mountain View
Skills & Focus: legal counsel, regulatory issues, financial services, consumer lending, product features, commercial contracts, collaboration, problem-solving, consumer protection laws, legal compliance
About the Company: Credit Karma is a mission-driven company, focused on championing financial progress for our more than 140 million members globally. While we're best known for …
Experience: 7+ years of relevant experience in law firms, governmental agencies, or in-house legal departments
Salary: $241,000 - $269,298
Type: Full-time
Benefits: Medical and Dental Coverage, Retirement Plan, Commuter Benefits, Wellness perks, Paid Time Off, Education Perks, Paid G…
Associate General Counsel Mountain View
Skills & Focus: legal counsel, financial services, payments, lending, regulations, compliance, consumer protection, commercial agreements, Fintech, legal projects
About the Company: Credit Karma is a mission-driven company, focused on championing financial progress for our more than 140 million members globally. While we're best known for …
Experience: Minimum of 10-12 of relevant legal experience
Salary: $320,000 - $351,875
Type: Full-time
Benefits: Medical and Dental Coverage, Retirement Plan, Commuter Benefits, Wellness perks, Paid Time Off (Vacation, Sick, Baby Bo…

Id.Me

Corporate Governance and Compliance Specialist Mountain View
Skills & Focus: corporate governance, compliance, KYC checks, contract management, entity verification, regulatory compliance, project management, documentation, training support, stakeholder communication
About the Company: ID.me is the next-generation digital identity wallet that simplifies how individuals securely prove their identity online. Consumers can verify their identity …
Experience: 3-5 years

Credit Karma

Senior Product Counsel Oakland
Skills & Focus: legal risks, regulatory advice, commercial contracts, product launches, consumer lending, financial services, collaborate, cross-functional teams, problem-solving, intellectual creativity
About the Company: Credit Karma is a mission-driven company, focused on championing financial progress for our more than 140 million members globally. While we're best known for …
Experience: 7+ years of relevant experience in law firms, governmental agencies, or in-house legal departments
Salary: $241,000 - $269,298
Type: Full-time
Benefits: Medical and Dental Coverage, Retirement Plan, Commuter Benefits, Wellness perks, Paid Time Off (Vacation, Sick, Baby Bo…
Associate General Counsel Oakland
Skills & Focus: legal counsel, payment processing, lending, financial services, consumer protection, regulatory compliance, commercial agreements, Fintech, legal research, data security
About the Company: Credit Karma is a mission-driven company, focused on championing financial progress for our more than 140 million members globally. While we're best known for …
Experience: Minimum of 10-12 years of relevant legal experience
Salary: $320,000 - $351,875
Type: Full-time
Benefits: Medical and Dental Coverage, Retirement Plan, Commuter Benefits, Wellness perks, Paid Time Off (Vacation, Sick, Baby Bo…

Aptos Labs

Senior Counsel Palo Alto
Skills & Focus: product counseling, regulatory matters, legal compliance, blockchain applications, fintech, risk mitigation, business strategies, product development, cross-functionally, legal judgment
About the Company: Aptos is a people-first blockchain on a mission to help billions of people achieve universal and fair access to decentralized assets in a safe and scalable way…
Experience: 5+ years of legal experience (either in-house and/or at a law firm) with a background in product counseling or regulatory matters.
Salary: $196k- $250k
Type: Full-time
Benefits: 100% insurance premium coverage for medical, dental, and vision for you and your dependents (US Employees); Equipment o…

Guardant

Incentive Compensation Manager Palo Alto
Skills & Focus: Incentive Compensation, Sales Team, Compliance, Data Analysis, Performance Insights, Plan Design, Stakeholder Collaboration, Continuous Improvement, Regulatory Adherence, Trend Analysis
About the Company: Guardant is focused on innovating cancer care and providing insights into the pathology of diseases through its advanced screening division.

Wealthfront

Senior Compliance Associate Palo Alto
Skills & Focus: compliance, marketing, advertising, regulatory requirements, SEC Marketing Rule, FINRA Rule 2210, financial products, investment services, Legal, Collaboration

Box

Director of Enterprise Risk Redwood City
Skills & Focus: Enterprise Risk Management, Governance, Risk, Compliance, Cyber Risk, Operational Risk, Risk Assessments, Fraud Risk, Stakeholder Management, Mentorship
About the Company: Box is the market leader for Intelligent Content Management, partnering with enterprise organizations to accelerate their digital transformation by creating a …
Experience: 10+ years
Salary: $190,000 - $263,500 USD
Benefits: Healthcare benefits and additional Box Benefits + Perks

Super Micro Computer

Sr. Export Control Analyst San Jose
Skills & Focus: Export Compliance, Regulatory Analysis, Risk Assessment, Trade Regulations, U.S. Regulations, EAR, OFAC, Audit, Training, Documentation
About the Company: Supermicro® is a Top Tier provider of advanced server, storage, and networking solutions for Data Center, Cloud Computing, Enterprise IT, Hadoop/ Big Data, Hyp…
Experience: 5+ years of experience in export compliance
Salary: $115,000 - $132,000
Type: Full-time
Benefits: In addition to a comprehensive benefits package, candidates may be eligible for other forms of compensation, such as pa…

Uniteklearning

Director of Financial Aid San Jose
Skills & Focus: Financial Aid, Title IV, Eligibility, Compliance, Management, Coordination, Training, Supervision, Regulatory Requirements, Student Financial Aid
Salary: 70k - 90k Depending on Financial Aid Experience

Okx

Compliance Analyst, E-Communications Surveillance San Jose
Skills & Focus: compliance, surveillance, electronic communications, analysis, financial services, monitoring, reporting, communication patterns, regulatory requirements, investigative intelligence
About the Company: OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Experience: Proven experience in e-communications surveillance, or a closely related field.
Salary: $73,000 to $110,000
Benefits: Competitive total compensation package, L&D programs and Education subsidy, various team building programs and company …
Senior Analyst - US Compliance San Jose
Skills & Focus: Compliance, Regulatory obligations, Financial services, Risk management, AML/CFT, Crypto economy, Licenses maintenance, Customer lifecycle, Monitoring and reporting, Regulatory mapping
About the Company: At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and t…
Experience: 4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.
Benefits: Market competitive total compensation package, Comprehensive insurance package including medical, dental, vision, disab…

Super Micro Computer

Corporate Counsel San Jose
Skills & Focus: securities law, SEC reporting, corporate governance, strategic transactions, M&A, debt/equity offerings, executive compensation, contracts, policies, legal compliance
About the Company: Supermicro® is a Top Tier provider of advanced server, storage, and networking solutions for Data Center, Cloud Computing, Enterprise IT, Hadoop/ Big Data, Hyp…
Experience: 5+ years of experience as a corporate attorney in a law firm or public company legal department (preferred)
Salary: $120,000 - $175,000
Benefits: comprehensive package including health insurance, paid time off, and opportunities for professional development
Sr. Corporate Counsel San Jose
Skills & Focus: securities compliance, corporate governance, M&A, SEC regulations, public company compliance, contracts, policies, corporate development, legal guidance, external counsel
About the Company: Supermicro® is a Top Tier provider of advanced server, storage, and networking solutions for Data Center, Cloud Computing, Enterprise IT, Hadoop/ Big Data, Hyp…
Experience: 8+ years of experience as a corporate attorney
Salary: $218,000 - $235,000

Prominent Wealth Management Firm

Director of Compliance San Jose
Skills & Focus: compliance, financial industry, U.S. regulations, SEC requirements, internal controls, regulatory changes, risk management, compliance training, audits, Mandarin Chinese
About the Company: The International Compliance Department is recognized for providing exceptional financial services and solutions to clients while maintaining the highest stand…
Experience: At least 5 years of experience in compliance or compliance-related roles in the financial industry; experience with VC/PE is a significant plus.
Type: Full-time

Okx

Head of Financial Crimes Audit San Jose
Skills & Focus: Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), fraud prevention, financial crimes, audit, regulatory requirements, stakeholder engagement, data analytics, blockchain, leadership
About the Company: At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving mil…
Experience: 12+ years in internal audit, including leadership roles in Financial Crimes at a leading global financial institution, fintech, or Big 4 firm.

Consumer Reports

Fintech Policy Analyst San Jose
Skills & Focus: Fintech, Digital Marketplace, Financial Technology, Consumer Protections, Policy Advocacy, Regulatory Strategy, Financial Services, Artificial Intelligence, Cryptocurrency, Stakeholder Engagement
About the Company: Consumer Reports is an independent, nonprofit organization dedicated to a fair and just marketplace for consumers. We advocate for fairness and justice to prot…
Experience: Minimum of 5 years
Salary: $85-$90K annually for Washington, D.C. metro area; $89-$95K annually for California
Type: Hybrid
Benefits: Medical benefits include behavioral health coverage, family planning, and a generous 401K match

Super Micro Computer

Compliance Analyst San Jose
Skills & Focus: Compliance, Finance, Audit, Sustainability, Policies, Training, Regulatory, Negotiation, SAP, Data Analysis
About the Company: Supermicro® is a Top Tier provider of advanced server, storage, and networking solutions for Data Center, Cloud Computing, Enterprise IT, Hadoop/ Big Data, Hyp…
Experience: 3 to 5 years of Finance, Audit, Compliance, or Legal consulting experience
Salary: $70,000 - $87,000
Benefits: comprehensive benefits package; candidates may be eligible for other forms of compensation, such as participation in bo…

Okx

Head of Monitoring & Testing San Jose
Skills & Focus: compliance, monitoring, testing, regulatory, financial services, crypto, risk, audit, AML, project management
About the Company: OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent ye…
Experience: 7+ years of experience in compliance with financial services, FinTech or cryptocurrency industries.
Salary: $176,000 to $261,000
Type: Full-time
Benefits: Competitive total compensation package, L&D programs and Education subsidy, wellness and meal allowances, comprehensive…

Bloom Energy

Director, Securities and Governance San Jose
Skills & Focus: SEC compliance, Sarbanes-Oxley, corporate governance, filings, financial statements, equity financing, international experience, policy implementation, legal advice, fast-paced environment
About the Company: Our team at Bloom Energy embraces the unprecedented opportunity to change the way companies utilize energy. Our technology empowers businesses and communities …
Experience: Minimum 8 years of directly related work experience with a Bachelor’s and associated Law degree from an accredited law school required, with at least 5 years at a law firm.
Salary: $192,700.00 - $277,300.00
Type: Full-time
Benefits: Standard company benefits, including fair and equitable compensation practices

Pure Storage

Supply Chain Compliance Manager Santa Clara
Skills & Focus: supply chain compliance, risk assessments, regulatory compliance, trade compliance, environmental regulations, due diligence, legal requirements, governance frameworks, training initiatives, transparency
About the Company: We’re in an unbelievably exciting area of tech and are fundamentally reshaping the data storage industry.
Experience: Proven experience in building or leading programs related to supply chain due diligence, risk assessment, trade compliance, human rights, environmental compliance, or security.
Salary: $149,000 – $224,000
Type: Full-time
Benefits: Flexible time off, wellness resources, company-sponsored team events.

Lead Bank

Credit Analyst III - Fintech & BaaS Focus Sunnyvale
Skills & Focus: credit analysis, underwriting, fintech, BaaS, portfolio management, risk mitigation, compliance, regulatory exams, mentorship, analytical skills
About the Company: Lead is a fintech building banking infrastructure for embedded financial products and services. We operate an FDIC-insured bank headquartered in Kansas City, M…
Experience: 6+ years of experience in credit analysis, underwriting, or related areas
Salary: $137,630 - $167,143
Type: Full-time
Benefits: Competitive compensation based on experience, geographic location, and role; Medical, Dental, Vision, Life, 401k Matchi…

Lead

Engineering Manager Sunnyvale
Skills & Focus: fintech, banking infrastructure, embedded financial products, engineering manager, cloud-native, technical management, stakeholder management, development teams, oversight expertise, regulatory compliance
About the Company: Lead is a fintech building banking infrastructure for embedded financial products and services. We operate an FDIC-insured bank headquartered in Kansas City, M…

Meta

Regulatory Escalations Specialist Sunnyvale
Skills & Focus: Regulatory, Escalations, Crisis management, Risk assessment, Project management, Data analysis, Compliance, Community standards, Content integrity, Collaboration
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses.
Experience: 4+ years of experience handling operations, crisis or risk in a technology company or equivalent environment
Salary: $97,000/year to $139,000/year + bonus + equity + benefits
Type: Full Time
Benefits: Meta offers benefits such as equity and bonuses.