Last updated: 2025-05-22

14 Regulatory Compliance jobs in Philadelphia.

Hiring now: First Line Risk Mgr Consu @ Citizens, Sr Associate Compliance R @ Sallie Mae, Ops Team Lead @ Bank Of Am, Vice President Regulatory @ Blackrock, Dir Of Compliance Broker @ Horace Man, Chief Compliance Officer @ Credit Gen, Compliance Consultant Fun @ Lincoln Fi.Explore more at at kaamvaam.com

🔥 Skills

compliance (6) risk management (6) regulatory compliance (4) Risk Management (3) project management (3) regulatory (3) financial services (3) documentation (2) prospectuses (2) financial reporting (2)

📍 Locations

Newark (4) Wilmington (3) Philadelphia (3) Radnor (3) Cherry Hill (1)
🔍 Go to full job search

Citizens

First Line Risk Manager – Consumer Marketing and Communications Newark
Skills & Focus: Risk Management, Compliance, Business Integrity, Marketing Advertising, Regulatory Requirements, Process Mapping, Collaboration, Due Diligence, Policy Implementation, Customer-Centricity
Experience: Basic knowledge of business areas processes and/or products and operations; regulatory requirements; process mapping of key business processes and identify risks/requirements and controls associated. Proven ability to work in a fast-paced environment with competing priorities.
Salary: $79,109-$93,000
Type: Full Time
Benefits: competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, fle…
Sr Risk Manager – Consumer Marketing and Communications Risk Newark
Skills & Focus: Risk Management, Consumer Marketing, Communications Risk, Business Banking, Corporate Responsibility, Diversity and Inclusion, Career Growth, Wellness, Client Engagement, Financial Services
About the Company: Citizens is committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and heard, while fostering growth f…
Type: Full-time
Benefits: Comprehensive benefits including resources for wellness and career growth.

Sallie Mae

Senior Associate, Compliance Risk Newark
Skills & Focus: compliance, risk management, regulatory requirements, adherence, monitoring, testing procedures, collaboration, reporting, process enhancement, Fintech
About the Company: Sallie Mae is dedicated to helping students navigate their educational journeys by providing support with planning, completing their education, and preparing f…
Experience: 2-3 years of experience in compliance, risk management, or a related field
Type: Full-time
Benefits: Competitive base salaries, Bonus incentives, Generous PTO, Health benefits, 401k with employer match, Tuition Reimburse…

Bank Of America

Operations Team Lead Newark
Skills & Focus: Operations, Team Lead, Process Management, Financial Controls, Customer Service, Risk Management, Team Oversight, Process Improvement, Banking Industry, Regulatory Compliance
About the Company: A financial services corporation committed to responsible growth, inclusivity, and community engagement.
Experience: At least 1+ Years of People Management in banking/financial industry
Type: Full-time

Blackrock

Vice President, Regulatory Disclosure Operations Wilmington
Skills & Focus: regulatory compliance, documentation, prospectuses, financial reporting, project management, team leadership, process optimization, communication skills, analytical skills, continuous improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 8+ years
Salary: USD$117,500.00 - USD$184,000.00
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, and benefits including health care, leave benefits, and retir…
Director, Regional Head of Employee Compliance Policy & Advisory (AMRS) Wilmington
Skills & Focus: compliance, regulatory, personal conflicts, business integrity, employee conduct, conflicts management, operational processes, financial services, asset management, leadership
About the Company: BlackRock is a global investment manager and fiduciary to our clients, dedicated to helping everyone experience financial well-being.
Experience: A minimum of 15 years relevant working experience in legal and/or compliance at a financial services firm.
Salary: USD$153,000.00 - USD$225,000.00
Type: Full-time
Benefits: Comprehensive healthcare, strong retirement plan, tuition reimbursement, support for working parents, Flexible Time Off…

Bank Of America

Credit Review Senior Portfolio Specialist Wilmington
Skills & Focus: credit review, risk management, financial analysis, transaction reviews, issue management, commercial credit, portfolio analysis, regulatory compliance, stakeholder management, project management
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: Minimum of 8 – 10 years of commercial credit experience
Salary: $137,800.00 - $183,700.00 annually
Type: Full-time
Benefits: We provide industry-leading benefits, access to paid time off, resources and support to our employees.

Horace Mann

Director of Compliance - Broker Dealer Cherry Hill
Skills & Focus: compliance, regulatory, broker-dealer, FINRA, SEC, training, audits, AML, risk management, policy development
About the Company: Horace Mann was founded in 1945 by two Springfield, Illinois, teachers who saw a need for quality, affordable auto insurance for teachers. Since then, we’ve br…
Experience: Minimum of 7 years of Broker Dealer and SEC Registered Investment Adviser experience.
Salary: $99,100.00 - $146,050.00
Type: Full-time

Citizens

Senior Risk Manager - Capital Markets and Advisory Philadelphia
Skills & Focus: risk management, capital markets, advisory risk, financial services, business banking, commercial banking, auditing, regulatory compliance, data analytics, financial analysis
About the Company: Citizens is a bank offering various financial services including business banking, mortgage, and corporate banking.
Experience: Professional
Type: Full Time
Benefits: Commitment to providing benefits, resources and programming to surface healthy habits and support the whole you.

Blackrock

Vice President, Regulatory Disclosure Operations Philadelphia
Skills & Focus: regulatory compliance, documentation, prospectuses, financial reporting, project management, team leadership, process optimization, communication skills, analytical skills, continuous improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 8+ years
Salary: USD$117,500.00 - USD$184,000.00
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, and benefits including health care, leave benefits, and retir…

Credit Genie

Chief Compliance Officer Philadelphia
Skills & Focus: compliance program, regulatory adherence, AML/KYC, U.S. consumer financial regulations, risk management, financial products, scalable compliance, product design, compliance strategy, financial ecosystem
About the Company: Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intellig…
Experience: 10+ years of experience in compliance, legal, or risk management roles within fintech, financial services, or adjacent regulated industries.
Salary: $250K – $350K
Type: Full-time
Benefits: 100% company-paid medical, dental, and vision coverage for you and your dependents on your first day of employment; Mon…

Lincoln Financial

Compliance Consultant, Funds Management Radnor
Skills & Focus: compliance, regulatory, financial security, reviews, policies, procedures, risk management, testing, service providers, stakeholders
About the Company: Lincoln Financial (NYSE: LNC) helps people to confidently plan for their version of a successful future. We focus on identifying a clear path to financial secu…
Experience: 3 - 5+ Years experience in compliance that directly aligns with the specific responsibilities for this position
Salary: $69,000 - $124,600
Type: Full-time
Benefits: Clearly defined career tracks and job levels, tuition assistance program, competitive 401K and employee benefits, PTO/p…
Compliance Consultant, Advertising Review Radnor
Skills & Focus: advertising, compliance, FINRA, SEC, regulations, financial services, marketing reviews, social media, regulatory guidelines, communication
About the Company: Lincoln Financial helps people to confidently plan for their version of a successful future, focusing on financial security products including annuities, life …
Experience: 3+ years with marketing reviews and advertising material preferred
Salary: $69,000 - $124,600
Compliance Consultant, Advertising Review Radnor
Skills & Focus: advertising review, FINRA regulations, SEC regulations, compliance, marketing materials, social media oversight, regulatory guidelines, financial services products, risk identification, internal collaboration
About the Company: Lincoln Financial helps people to confidently plan for their version of a successful future, focusing on financial security products such as annuities, life in…
Experience: 3+ years with marketing reviews and advertising materials
Salary: $69,000 - $124,600
Type: Full-time
Benefits: Leadership development, PTO, parental leave, 401K, employee benefits, financial counseling, health coaching, tuition as…