Last updated: 2025-05-22

91 Regulatory Compliance jobs in New York City.

Hiring now: Head Of Fxconnect @ State Stre, Private Client Financial @ Citizens, Commercial Relationship O @ Popular, Sr Mgr Payments Fraud @ Tapestry, Associate General Counsel @ Ascendis P, Dir Retail Alternatives C @ Blackrock, Analyst Compliance @ Blackstone, Credit Analyst Iv Ci @ Provident , Mgr Strategy Policy Regul @ National G, Sr Dir Payments @ Vimeo.Explore more at at kaamvaam.com

🔥 Skills

compliance (31) regulatory compliance (21) risk management (16) Compliance (12) financial services (11) regulatory (8) analytical skills (6) regulatory guidance (6) AML (6) stakeholder management (6)

📍 Locations

New York City (77) Somerset (5) Princeton (3) Brooklyn (2) Clifton (1) Elizabeth (1) Newark (1) North Bergen (1)
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State Street

Head of FXConnect Clifton
Skills & Focus: FXConnect, foreign exchange, trading technology, client solutions, business strategy, regulatory compliance, business opportunities, performance metrics, client relationships, inclusive environment
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. For more than two centuries, we’ve been helpi…
Experience: Minimum of 10 years’ experience in senior management capacity; Extensive experience in FX markets (15+ years preferred)
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

Citizens

Private Client Financial Advisor Elizabeth
Skills & Focus: Financial Advisor, Wealth Management, Private Banking, Client Relationships, Investment Strategies, Portfolio Management, Risk Assessment, Financial Planning, Customer Service, Compliance
About the Company: We’re committed to providing benefits, resources and programming to surface healthy habits and support the whole you, across all aspects of your life.
Experience: Professional
Type: Full Time

Popular

Commercial Relationship Officer Newark
Skills & Focus: business development, client portfolio, relationship management, credit analysis, financial solutions, community engagement, portfolio monitoring, credit renewal, loan documentation, credit standards
About the Company: Popular is Puerto Rico’s leading financial institution, evolving over a century into a large corporation offering a variety of financial services across the Un…
Experience: Seven or more years of experience in commercial credit or related experience
Salary: $140,000.00 - $155,000.00 annually
Type: On-site
Benefits: Comprehensive health plan, flexible time off options, and savings and investment plans

Tapestry

Sr. Manager, Payments & Fraud North Bergen
Skills & Focus: Payments, Fraud, Data, Compliance, Machine learning, Monitoring, Reporting, KPIs, Analytics, Regulatory
About the Company: A global house of brands including Coach, Kate Spade New York, and Stuart Weitzman, built by entrepreneurs and known for innovation and inclusivity.
Experience: 5+ years of payments and fraud experience
Salary: $105,000.00 to $130,000.00 annually

Ascendis Pharma

Associate General Counsel - Market Access Princeton
Skills & Focus: Market Access, Legal Support, Regulatory Compliance, Contract Drafting, Pricing Strategies, Fraud and Abuse, Healthcare Laws, Risk Mitigation, Client Counseling, Negotiation Skills
About the Company: Ascendis Pharma is a dynamic, fast-growing global biopharmaceutical company with locations in Denmark, Europe, and the United States, advancing programs in End…
Experience: A minimum of 10 years of relevant experience, preferably in an in-house legal department at a biotechnology or pharmaceuticals company.
Type: Full-time
Benefits: 401(k) plan with company match, Medical, dental, and vision plans, Company-offered Life and Accidental Death & Dismembe…

Blackrock

Director, Retail Alternatives Contracts Princeton
Skills & Focus: contract negotiation, regulatory compliance, commercial outcomes, legal risk assessment, mutual funds, alternatives products, change management, contract lifecycle, collaborative work, legal contracts
About the Company: BlackRock is a global investment manager and fiduciary to our clients, helping people experience financial well-being. Since 1999, BlackRock has been a leading…
Experience: 10+ years in legal contract negotiation in the financial services industry
Salary: USD$194,000.00 - USD$270,000.00 (New York), USD$184,000.00 - USD$250,000.00 (Princeton, Boston)
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, healthcare benefits, leave benefits, and retirement benefits.
Vice President, Regulatory Disclosure Operations Princeton
Skills & Focus: regulatory compliance, documentation, prospectuses, financial reporting, project management, team leadership, process optimization, communication skills, analytical skills, continuous improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 8+ years
Salary: USD$117,500.00 - USD$184,000.00
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, and benefits including health care, leave benefits, and retir…

Blackstone

Analyst, Compliance Somerset
Skills & Focus: regulatory compliance, marketing materials, investor communications, third-party communications, legal, compliance matters, policy development, regulations, due diligence, risk assessment
About the Company: Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we…
Experience: 1+ years of prior experience at a law firm and/or investment management firm
Salary: $90,000 - $125,000
Type: Full-time

Citizens

Private Client Financial Advisor Somerset
Skills & Focus: Financial Advisor, Wealth Management, Private Banking, Client Service, Investment Strategies, Financial Planning, Portfolio Management, Customer Engagement, Sales Skills, Regulatory Compliance
About the Company: Citizens is a leading financial institution committed to building a diverse, inclusive, and high-performing culture where everyone feels valued, respected, and…
Experience: Professional
Type: Full Time
Benefits: Comprehensive benefits, resources, and programming for overall well-being.

Blackstone

Analyst - Compliance Somerset
Skills & Focus: compliance, regulatory, marketing materials, investor communications, due diligence, legal, Advisers Act, FINRA regulations, analytical skills, team player
About the Company: Blackstone is the world’s largest alternative asset manager, aiming to create positive economic impact and long-term value for investors, companies, and commun…
Experience: 1+ years of prior experience at a law firm and/or investment management firm; prior experience in a compliance role and/or J.D. required
Salary: $90,000 - $125,000
Type: Full-time
Benefits: Additional forms of compensation and benefits offered in connection with the role.

Provident Bank

Credit Analyst IV - C&I Somerset
Skills & Focus: credit analysis, commercial lending, underwriting, financial institutions, risk analysis, loan approvals, vendor management, commercial loans, leadership, regulatory guidance
About the Company: Provident Bank is a successful and highly regarded multi-billion-dollar bank that continues to grow with branches in New Jersey, Eastern Pennsylvania and New Y…
Experience: 7 or more years in Commercial Banking.
Type: Full-time

Blackstone

Vice President, Compliance Somerset
Skills & Focus: regulatory compliance, marketing materials, investor communications, legal advice, compliance reviews, investor suitability, regulatory questions, marketing registration, policies and procedures, training staff
About the Company: Blackstone is the world’s largest alternative asset manager, focusing on creating positive economic impact and long-term value for investors and communities.
Experience: 8+ years
Salary: $150,000 - $250,000
Type: Full-time
Benefits: Base salary does not include other forms of compensation or benefits offered in connection with the advertised role.

National Grid

Manager, Strategy, Policy & Regulatory Brooklyn
Skills & Focus: strategy, policy, regulatory, stakeholder engagement, regulatory filings, policy analysis, customer strategy, cross-functional collaboration, compliance, public utility
About the Company: National Grid is a utility company focused on delivering sustainable energy solutions.
Experience: 3+ years in leadership roles, regulatory affairs experience preferred
Salary: $127,000 - $179,000 annually, depending on location and experience
Type: Full-time
Benefits: Competitive salary, career advancement opportunities, inclusive culture
Manager, Strategy, Policy & Regulatory Brooklyn
Skills & Focus: strategy, policy, regulatory, stakeholder engagement, regulatory filings, policy analysis, project management, regulatory environment, customer strategy, public service
Experience: 3+ years as a leader managing a team
Salary: $127,000 - $149,000 a year - Upstate, NY; $152,000 - $179,000 a year - Downstate, NY; $142,000 - $167,000 a year - Massachusetts
Type: Full Time

Vimeo

Senior Director, Payments New York City
Skills & Focus: payment strategy, payment operations, fraud prevention, chargeback management, regulatory compliance, technical leadership, vendor management, data analysis, team management, customer satisfaction
About the Company: Vimeo (NASDAQ: VMEO) is the world's most innovative video experience platform. We enable anyone to create high-quality video experiences to better connect and …
Experience: Extensive experience in payment operations and management, with a proven track record of success in a leadership role, including managing engineering teams.
Salary: $234,000 - $321,000 for NYC Metro; $210,600 - $288,900 for other US cities
Type: Full-time
Benefits: Paid time off, generous 401k match, commuter benefits, Health Savings Account (HSA), Flexible Spending Account (FSA), f…

Intuit

Manager 2, Business Operations New York City
Skills & Focus: servicing, operations, fintech, credit cards, lending, customer-centric, compliance, automation, workflow, regulatory standards
About the Company: Intuit is the global financial technology platform that powers prosperity for the people and communities it serves, offering products like TurboTax, Credit Kar…
Experience: 10+ years in servicing or operations, ideally within fintech, credit cards, lending, or financial services

Rho

Senior Manager, Risk Operations New York City
Skills & Focus: risk management, compliance, audits, financial services, fintech, cybersecurity, regulations, AML, BSA, NIST
About the Company: Rho is on a mission to make finance frictionless for organizations. Our team and technology power high-performing companies with an all-in-one, end-to-end fina…
Experience: 5+ years of hands-on experience in risk operations within a financial services, fintech, or cybersecurity-focused environment
Salary: $158,000-$180,000
Type: Full-time
Benefits: Rho offers equity, healthcare benefits, and paid time off.

Metropolitan Commercial Bank

KYC CIP Analyst New York City
Skills & Focus: CIP, KYC, AML, Bank Secrecy Act, USAPATRIOT Act, QC reviews, regulatory compliance, customer onboarding, policies and procedures, training
About the Company: Metropolitan Commercial Bank is a full-service commercial bank based in New York City providing a broad range of banking products and services to individuals, …
Experience: 3 – 5 years of CIP/KYC and AML experience in the Banking Industry.
Salary: $85,000 - $100,000 annually
Type: Full-time

Uniswap Labs

Product Counsel New York City
Skills & Focus: legal advice, regulatory compliance, financial regulation, crypto, DeFi, legal process development, legal research, stakeholder relationships, collaboration, blockchain technology
About the Company: Uniswap Labs is building products to unlock value through universal exchange and envisions a future where digital economies flourish, and markets are transpare…
Experience: 6+ years of law firm or in-house attorney experience
Salary: $225,000 - $250,000
Type: Full-time
Benefits: Company-paid medical, dental, & vision for you and your dependents, gym subsidy, 401(k) with 4% employer contribution, …

Btig

Compliance professional New York City
Skills & Focus: Compliance, Fixed Income, Trade reporting oversight, Regulatory monitoring, Data analysis, Electronic communication reviews, Team collaboration, Problem-solving, Analytical skills, MS Office proficiency
About the Company: BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services.
Experience: 5+ years of Compliance and Fixed Income experience
Salary: $150,000.00 - $200,000.00 per year
Benefits: Competitive compensation and benefits package

New York City Department Of Social Services (Dss)

Agency Attorney Level II - Regulatory Counsel New York City
Skills & Focus: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
About the Company: The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …
Agency Attorney Level II - Regulatory Counsel New York City
Skills & Focus: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
About the Company: The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …
Agency Attorney Level II - Regulatory Counsel New York City
Skills & Focus: regulatory guidance, incident reporting, compliance, agency operations, legal memoranda, Organizational Corrective Action Plans, enforcement conferences, non-compliant providers, contractual obligations, DHS compliance initiatives
About the Company: The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of …

Unit

Attorney New York City
Skills & Focus: financial services, regulatory matters, product compliance, legal experience, financial technology, banking products, cross-functional teams, documentation, risk management, commercial advice
About the Company: Unit is a market leader in embedded finance offering ready-to-launch financial services and serving millions of end-users across ~100 customers, including Wix,…
Experience: 4+ years of legal experience in a law firm, regulatory agency, or fast-paced in-house position in financial technology or financial services.
Salary: $180,000 - $210,000 per year
Type: Full-time
Benefits: Generous benefits and may be eligible for equity.

Bank Of America

Senior Fiduciary Officer New York City
Skills & Focus: Fiduciary management, Trust, Leadership, Account management, Policy enforcement, Regulatory compliance, Client relationships, Risk management, Collaboration, Financial services
Experience: 3-5 years trust/fiduciary background
Salary: $100,100.00 - $164,200.00
Type: Full-time
Benefits: Industry-leading benefits, paid time off, resources and support for employees

Melio Usa

Sanctions Lead New York City
Skills & Focus: Sanctions, Compliance, OFAC, Financial Crime, Regulations, Team Leadership, Risk Management, Sanctions Screening, Regulatory Environment, Operational Excellence
About the Company: Melio builds business-to-business (B2B) payment tools to help small business owners spend less time in the back office and more on their craft. As the fastest-…
Experience: 5+ years in sanctions compliance or financial crime within a financial institution or money service business, with at least 2 years in a leadership or supervisory role
Salary: $105,000-120,000
Type: Full-time
Benefits: Medical, Dental, and Vision coverage, 401K matching, stock options, wellness programs, paid time off, food perks, hybri…

Global Atlantic Financial Group

Assistant General Counsel, Reinsurance Investment Products New York City
Skills & Focus: legal advice, insurance, transactions, drafting, negotiation, reinsurance, capital solutions, regulations, compliance, financial services
About the Company: Global Atlantic Financial Group is a leading insurance company meeting the retirement and life insurance needs of individuals and institutions. With a strong f…
Experience: 6+ years of experience in law, preferably including financial services/insurance or another regulated industry.
Salary: $235,000—$250,000 USD plus annual bonus
Type: Full-time
Benefits: Competitive health, retirement, life and disability plans, customizable and comprehensive benefits package, immediate v…

Falconx

Risk Management Expert New York City
Skills & Focus: risk management, digital asset trading, regulatory compliance, investment strategies, risk mitigation, market volatility, liquidity, cross-functional collaboration, incident response, quantitative risk measurement
About the Company: FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Experience: 10+ years in risk management, preferably in financial services, with exposure to cryptocurrency markets; prior institutional brokerage firm experience is highly preferred.
Salary: $238,000 - $322,000
Type: Full-time
Benefits: overtime compensation, relocation assistance, performance-linked bonus, paid time off, paid Company holidays, participa…

Citizens

Securities Principal Control Professional New York City
Skills & Focus: Securities, Compliance, Risk Assessment, FINRA Licenses, Wealth Management, Client Service, Regulatory Oversight, Investment Products, Operational Risks, Control Framework
About the Company: Citizens Private Bank has accelerated its strategy to build out Wealth Management, scale Business Banking, grow deposits, and expand in key growth markets.
Experience: 10+ years of compliance supervision with at least 4 of those years working with High Net Worth/Ultra High Net Worth Wealth Managers and clients.
Salary: $80,000 - $110,000 per year
Type: Full Time
Benefits: Competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, fle…

January

Associate General Counsel - Regulatory New York City
Skills & Focus: Legal, Regulatory, Product Counsel, Compliance, Contract Review, Litigation Management, Legal Processes, Business Expansion, Product Development, Market Expansion
About the Company: January is transforming the lives of consumers by bringing humanity to consumer finance, offering data-driven products that help financial institutions streaml…
Experience: 5-8 years in a legal role in a high-growth startup environment; experience in a regulated industry preferred
Salary: Estimated Base Salary $230K – $250K
Type: Full-time

Adyen

Senior Regulatory Counsel New York City
Skills & Focus: regulatory counsel, financial regulatory, payments regulation, compliance, risk management, multi-disciplinary collaboration, regulatory exams, gap analysis, license maintenance, FinTech
About the Company: Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
Experience: 10+ years of experience in a US financial regulatory agency, money center financial institution or regional bank responsible for interfacing with US Banking regulators, or relevant law firm practice group.
Salary: $175,000-$220,000
Type: Full-time
Benefits: Providing rich work experiences and opportunities for professional development; Recognizing and rewarding those who dri…

Citizens

Risk Generalist New York City
Skills & Focus: Risk, Risk Management, Financial Services, Compliance, Banking, Audit, Analytical Skills, Problem Solving, Team Collaboration, Customer Service
Type: Full Time

Flow Traders

Compliance Officer, Regulatory New York City
Skills & Focus: regulatory updates, compliance advisory, market rules, monitoring controls, compliance risks, regulatory obligations, regulatory reporting, regulatory inquiries, compliance processes, FINRA
About the Company: Flow Traders is a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business.
Experience: 2-5 years of relevant working experience in regulatory, compliance or legal department
Salary: $112,000 to $140,000
Benefits: All employees are eligible to share in the company’s success through an annual discretionary variable remuneration allo…

Authentic Brands Group

Senior Royalty Auditor New York City
Skills & Focus: royalty audit, licensee compliance, risk assessment, audit reporting, financial analysis, stakeholder collaboration, process improvement, audit procedures, licensing business, communication skills
About the Company: Authentic is a unified platform that integrates M&A, brand strategy, creativity and digital innovation to unlock the power of its global Lifestyle and Entertai…
Experience: 3+ years of audit and accounting experience, preferably with the big 4, with royalty / licensing audits strongly preferred
Salary: $80,000 - $90,000
Type: Full-time
Benefits: equal-opportunity employer that values and embraces diversity and inclusion

Check

Tax & Compliance Operations Specialist New York City
Skills & Focus: tax compliance, payroll, operations, filings, remittances, account reconciliations, process improvements, cross-functional collaboration, regulatory changes, problem-solving
About the Company: Check is redefining how people get paid and making it easier for payroll businesses to launch, grow, and thrive.
Experience: 3–5 years in tax operations, compliance, payroll, or related functions
Salary: $90,000 - $99,000
Type: Full-time
Benefits: Company-sponsored medical, dental, vision, short-term/long-term disability, and basic life insurance; stock options; fl…

Falconx

Senior Counsel, CFTC Registered Swap Dealer New York City
Skills & Focus: CFTC regulations, digital asset derivatives, compliance, legal support, regulatory advisory, transactional support, risk management, governance, legal risks, policy development
About the Company: FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Experience: 7+ years of relevant legal experience
Salary: $200,000 - $270,000
Type: Full-time
Benefits: performance linked bonus, equity, competitive benefits package

Icapital

Associate - Regulatory and Compliance New York City
Skills & Focus: Regulatory compliance, Investment Company Act of 1940, Alternative investments, RIA, FINRA rules, Compliance testing, Investment management, Wealth management, Policies and procedures, Training and monitoring
About the Company: iCapital is powering the world’s alternative investment marketplace with a financial technology platform that has transformed how advisors, wealth management f…
Experience: 3-5 years of compliance program oversight in the RIA and Investment Company Act of 1940 registered products space
Salary: $90,000 to $115,000
Type: Full-time
Benefits: Base salary, equity for all full-time employees, annual performance bonus, employer matched retirement plan, subsidized…

Worldquant

Tax Associate New York City
Skills & Focus: Tax Compliance, Tax Reporting, Partnership Taxation, FATCA, K-1s, Tax Filings, Transfer Pricing, Regulatory Compliance, Research, Coordination
About the Company: WorldQuant develops and deploys systematic financial strategies across a broad range of asset classes and global markets. We seek to produce high-quality predi…
Experience: 5+ years of experience in taxation, with a focus on partnership taxation
Salary: $125,000 to $150,000
Benefits: Fully paid medical and dental insurance for employees and dependents, flexible spending account, 401k, fully paid paren…

Iqeq

Compliance Officer New York City
Skills & Focus: regulatory compliance, SEC Rules, compliance programs, private equity, hedge fund, investment advisers, regulatory policies, compliance violation reports, forensic compliance testing, regulatory examinations

Schonfeld Strategic Advisors

Global Markets Compliance Officer & Head of Control Room New York City
Skills & Focus: Global Markets Compliance, Control Room, capital markets, trading policy, MNPI, IPO, equity, debt offerings, mergers and acquisitions, regulatory change
About the Company: Schonfeld Strategic Advisors is a global multi-strategy, multi-manager investment platform that harnesses the transformative power of people to perform in all …
Experience: 5-7 years’ experience preferably in a multi-manager firm in a similar role
Salary: $200,000.00 - $230,000.00
Type: Full-time
Benefits: performance bonus and a competitive benefits package

Mayor’S Office Of Risk Management And Compliance (Mormc)

Strategic Initiative Specialist (HRA) New York City
Skills & Focus: risk management, compliance, policy analyst, financial risks, operational risks, improvement strategies, agency management, confidential documents, stakeholder meetings, quantitative assessment
About the Company: The Mayor’s Office of Risk Management and Compliance (MoRMC) was created by Mayor Eric Adams to assist City agencies in assessing operational, financial and co…
Type: Full-time
Strategic Initiative Specialist (HRA) New York City
Skills & Focus: risk management, compliance, policy analyst, financial risks, operational risks, improvement strategies, agency management, confidential documents, stakeholder meetings, quantitative assessment
About the Company: The Mayor’s Office of Risk Management and Compliance (MoRMC) was created by Mayor Eric Adams to assist City agencies in assessing operational, financial and co…
Type: Full-time
Strategic Initiative Specialist (HRA) New York City
Skills & Focus: risk management, compliance, policy analyst, financial risks, operational risks, improvement strategies, agency management, confidential documents, stakeholder meetings, quantitative assessment
About the Company: The Mayor’s Office of Risk Management and Compliance (MoRMC) was created by Mayor Eric Adams to assist City agencies in assessing operational, financial and co…
Type: Full-time

Sotheby's

Compliance Counsel New York City
Skills & Focus: compliance, AML, financial crime, anti-bribery, due diligence, risk assessments, policies, training, stakeholder management, transaction monitoring
About the Company: Established in 1744, Sotheby’s is the world’s premier destination for art and luxury. Sotheby’s promotes access to and ownership of exceptional art and luxury …
Experience: 8+ years of professional experience at a large or boutique law firm; 3+ years of in-house experience is a plus.
Type: Full-time
Compliance Counsel New York City
Skills & Focus: compliance, AML, financial crime, anti-bribery, due diligence, risk assessments, policies, training, stakeholder management, transaction monitoring
About the Company: Established in 1744, Sotheby’s is the world’s premier destination for art and luxury. Sotheby’s promotes access to and ownership of exceptional art and luxury …
Experience: 8+ years of professional experience at a large or boutique law firm; 3+ years of in-house experience is a plus.
Type: Full-time

Pretium

Associate – Legal and Compliance New York City
Skills & Focus: compliance program, SEC-registered, regulatory filings, investment adviser, market compliance, policies and procedures, securities regulations, team-oriented, in-house experience, legal matters
About the Company: Pretium is a specialized investment firm focused on U.S. residential real estate, residential credit, and corporate credit. Founded in 2012, Pretium has built …
Experience: 4+ years in a registered investment adviser compliance role
Salary: $120,000 - $140,000
Type: Full-time
Benefits: Employer-paid health, dental, vision and life insurance; 401(k) plan with employer match; 20 annual days of Paid Time O…

Clear Street

Director, Regulatory Reporting New York City
Skills & Focus: regulatory reporting, net capital computation, compliance, FOCUS report, regulatory rules, trade processing, manual processes, annual audit, regulatory requirements, Microsoft Excel
About the Company: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…
Experience: At least seven (7) years of professional experience
Salary: $175,000 - $225,000
Type: Full-time
Benefits: Competitive compensation packages, company equity, 401k matching, gender neutral parental leave, full medical, dental a…

Ing

Senior Credit Officer New York City
Skills & Focus: credit risk management, transaction approval, financial products, corporate lending, renewables, power portfolio, credit analysis, wholesale banking, stakeholder management, risk appetite
About the Company: ING is a global bank with a strong European base. In Americas, ING’s Wholesale Banking division offers a broad range of innovative financial products and servi…
Experience: 8-10 years
Salary: $200,000-$250,000
Type: Full-time
Benefits: Comprehensive health benefits, a generous 401k savings plan, competitive PTO, adoption, surrogacy, fertility services, …

Figure

Servicing Compliance Manager New York City
Skills & Focus: compliance, servicing, home equity line of credit, regulatory, operations, testing, policies, vendor engagements, risk assessments, project management
About the Company: Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike, helping homeowners tap their liquidity easily, efficient…
Experience: 5+ years of experience in regulatory compliance at a bank, lending company, or government agency.
Salary: $114,000 - $143,000
Type: Full-time
Benefits: Comprehensive health, vision, and dental insurance with 100% employer-paid premiums for employees and their dependents,…

Falconx

Treasurer New York City
Skills & Focus: liquidity, risk management, capital planning, stress testing, balance sheet, cash flow, funding strategies, regulatory compliance, market risks, funding
About the Company: FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Experience: Minimum 15 years in Treasury, ALM, or Financial Risk Management
Salary: $315,000 - $426,000 (base pay range, may vary based on location, experience, qualifications)
Benefits: Performance linked bonus, equity, and a competitive benefits package

Global Atlantic Financial Group

Compliance Officer New York City
Skills & Focus: regulatory compliance, investment, insurance, monitoring, reporting, policies and procedures, conflicts of interest, training, audit, risk-assessments
About the Company: Global Atlantic Financial Group is a leading insurance company meeting the retirement and life insurance needs of individuals and institutions. With a strong f…
Experience: 10 years of regulatory compliance experience in an asset management, investment bank, legal or other financial institution
Salary: $150,000 — $200,000 USD
Type: Full-time
Benefits: Generous benefits including immediate vesting on employee contributions to a 401(k), as well as a company match on your…

Stripe

Product Legal Counsel - Payments and Financial Services New York City
Skills & Focus: payments, financial services, regulations, legal review, product development, deals, negotiations, compliance, data privacy, partnerships
About the Company: Stripe is a financial infrastructure platform for businesses. Millions of companies—from the world’s largest enterprises to the most ambitious startups—use Str…
Experience: 5+ years

Interactive Brokers Group, Inc.

Regulatory Correspondence Counsel New York City
Skills & Focus: regulatory inquiries, legal advice, financial services, compliance, regulatory agencies, risk assessment, regulators, law enforcement, financial markets, investigations
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…
Experience: Minimum of two (2) years in the financial services industry, preferably as an attorney or compliance professional
Benefits: Competitive salary, performance-based bonus, stock grants, retirement plan, health benefits, wellness programs, paid ti…

Scotiabank

Senior Manager U.S. Operational Risk New York City
Skills & Focus: Operational Risk Management, Risk Assessments, KRI, Scenario Analysis, Risk Culture, Regulatory Environment, Capital Markets, Risk Framework, Financial Services, Risk Assessments
About the Company: A leading Canadian bank with a strong presence in the US and Latin America, providing a full range of banking, investment, and risk management services.
Experience: 10+ years in enterprise risk at a financial institution
Salary: 117,400 - 224,700 USD
Type: Full-time
Benefits: Flexible benefit programs supporting family, financial, physical, mental, and social health

Okx

Senior Audit Manager New York City
Skills & Focus: Audit, Financial Crimes, AML, CTF, sanctions compliance, risk management, compliance frameworks, stakeholder management, audit execution, team management
About the Company: OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Experience: Strong experience (8+ years) in internal audit, including leadership roles in Financial Crimes at a leading global financial institution, fintech, or Big 4 firm.
Salary: $127,000 - $228,000
Type: Full-time
Benefits: Competitive total compensation package, L&D programs, various team building programs, wellness, and meal allowances, co…

Draftkings

Corporate Counsel, Securities & Corporate Governance New York City
Skills & Focus: SEC filings, Governance, Securities law, Public company reporting, SSOX compliance, M&A transactions, Corporate law, Investor relations, SEC regulations, Disclosure documents
About the Company: DraftKings is a publicly traded technology company headquartered in Boston, focused on building and delivering sports and entertainment experiences, including …
Experience: At least 4 years in securities law, SEC reporting, and corporate governance
Salary: USD 160,800 - 201,000 yearly
Type: Full-time
Benefits: Comprehensive health plans, mental health programs, parental leave, family planning, flexible PTO, pet insurance, gym r…

Clear Street

Reg SHO Compliance Officer New York City
Skills & Focus: Reg SHO, compliance, operations, financial services, reporting, risk management, trading, SEC, FINRA, policies and procedures
About the Company: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…
Experience: At least 5 years of professional experience in financial services working across compliance or operations functions.
Salary: $150,000 - $200,000
Type: Full-time
Benefits: Competitive compensation packages, company equity, 401k matching, gender neutral parental leave, and full medical, dent…

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables New York City
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

Imprint

Head of Collections New York City
Skills & Focus: collections strategy, credit card, financial products, risk management, customer engagement, data analytics, leadership, regulatory compliance, operational efficiency, fintech
About the Company: Imprint is reimagining co-branded credit cards & financial products to be smarter, more rewarding, and truly brand-first. We partner with companies like H-E-B,…
Experience: 10+ years of experience in collections strategy & operations, preferably in a credit card, BNPL, or fintech lending environment.
Salary: $250K – $300K
Type: Full time
Benefits: Competitive compensation and equity packages, unlimited vacation policy, fully covered healthcare including dependent c…

Lead Bank

Credit Analyst III - Fintech & BaaS Focus New York City
Skills & Focus: credit analysis, underwriting, fintech, BaaS, portfolio management, risk mitigation, compliance, regulatory exams, mentorship, analytical skills
About the Company: Lead is a fintech building banking infrastructure for embedded financial products and services. We operate an FDIC-insured bank headquartered in Kansas City, M…
Experience: 6+ years of experience in credit analysis, underwriting, or related areas
Salary: $137,630 - $167,143
Type: Full-time
Benefits: Competitive compensation based on experience, geographic location, and role; Medical, Dental, Vision, Life, 401k Matchi…

Blackrock

Director, Retail Alternatives Contracts New York City
Skills & Focus: contract negotiation, regulatory compliance, commercial outcomes, legal risk assessment, mutual funds, alternatives products, change management, contract lifecycle, collaborative work, legal contracts
About the Company: BlackRock is a global investment manager and fiduciary to our clients, helping people experience financial well-being. Since 1999, BlackRock has been a leading…
Experience: 10+ years in legal contract negotiation in the financial services industry
Salary: USD$194,000.00 - USD$270,000.00 (New York), USD$184,000.00 - USD$250,000.00 (Princeton, Boston)
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, healthcare benefits, leave benefits, and retirement benefits.

Authentic Brands Group

Manager, Royalty Audit New York City
Skills & Focus: audit, royalty, compliance, licensing, stakeholders, reporting, analysis, communication, management, improvement
About the Company: Authentic is a unified platform that integrates M&A, brand strategy, creativity and digital innovation to unlock the power of its global Lifestyle and Entertai…
Experience: 6 - 8 years
Salary: $125,000 - $150,000
Type: Full-time
Benefits: Equal opportunity employer

Rho

Product Manager, Banking New York City
Skills & Focus: financial infrastructure, digital banking, payment systems, ACH, Wires, regulatory compliance, customer experience, transaction control, reconciliation, fintech
About the Company: From early-stage AI startups to large public companies, Rho is the banking platform with everything businesses need to manage cash, control spend, and automate…
Experience: 3+ years of product management experience
Salary: $165,000-$215,000
Type: Full-time
Benefits: Equity, healthcare benefits, paid time off

Bank Of America

Front Office Risk Manager in Global Markets Trading Risk New York City
Skills & Focus: risk management, trading risk, FICC, market risk, stress testing, derivatives, quantitative analysis, risk metrics, regulatory compliance, financial risk
About the Company: A global financial services company dedicated to responsible growth, diversity, inclusion, and community impact.
Experience: 5Y+ of experience in financial risk management, preferably in FICC
Salary: $200,000.00 - $225,000.00
Type: Full-time
Benefits: Industry-leading benefits, paid time off, resources and support for employees

Narmi

Product & Commercial Counsel New York City
Skills & Focus: Product Counsel, Commercial Counsel, Legal Team, Banking, Digital Experience, Process Improvement, Policies, Product Initiatives, Growth Opportunities, Customer Engagement
About the Company: Narmi is how community financial institutions unlock the very latest capabilities in digital banking and account opening – so they can move faster, tap new gro…

Okx

Compliance Analyst, E-Communications Surveillance New York City
Skills & Focus: compliance, surveillance, electronic communications, analysis, financial services, monitoring, reporting, communication patterns, regulatory requirements, investigative intelligence
About the Company: OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Experience: Proven experience in e-communications surveillance, or a closely related field.
Salary: $73,000 to $110,000
Benefits: Competitive total compensation package, L&D programs and Education subsidy, various team building programs and company …

Medecins Sans Frontieres (Doctors Without Borders)

Compliance Counsel New York City
Skills & Focus: Compliance, Regulatory, Governance, Ethics, Risk Management, Nonprofit, Legal Guidance, Training, Policy Development, Stakeholder Management
About the Company: Doctors Without Borders/Médecins Sans Frontières (MSF) is an independent international organization that provides medical care to the people who need it most. …
Experience: Minimum of 5 years of relevant legal experience
Salary: $124,346 - $186,518
Type: Full-time

January

Software Engineer, Compliance & Money Ops New York City
Skills & Focus: Software Engineer, Compliance, Money Operations, Systems, Agile development, Cloud platforms, Financial software, Scalable systems, Collaboration, Regulatory needs
About the Company: Our data-driven products help financial institutions streamline their collections, offering borrowers straightforward and compassionate solutions to regain fin…
Experience: 2+ years
Salary: $160K – $190K
Type: Full time
Benefits: Offers Equity

Okx

Senior Analyst - US Compliance New York City
Skills & Focus: Compliance, Regulatory obligations, Financial services, Risk management, AML/CFT, Crypto economy, Licenses maintenance, Customer lifecycle, Monitoring and reporting, Regulatory mapping
About the Company: At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and t…
Experience: 4+ years of experience in related compliance/risk function within financial services, FinTech or cryptocurrency industries.
Benefits: Market competitive total compensation package, Comprehensive insurance package including medical, dental, vision, disab…

Novo

Compliance Specialist New York City
Skills & Focus: Compliance, Risk management, Audit, Data-driven approach, Regulatory requirements, Stakeholder communication, Compliance programs, Reporting, Control testing, Data analysis
About the Company: Novo is a rapidly growing series B fintech startup with a mission-driven team that’s passionate about helping every small business in America.
Experience: At least 5 years of experience in audit, compliance, or risk management
Salary: 60k - 80k
Type: Full-time
Benefits: Learning and development budgets to help you grow and bond with your team. Positive, inclusive, supportive culture.

Ing

Non-Financial Risk - Director New York City
Skills & Focus: non-financial risk management, compliance, FBO, regulatory requirements, risk policies, cross-functional collaboration, risk assessments, training programs, strategic leadership, risk-aware culture
About the Company: ING offers a broad range of innovative financial products and services to domestic and international corporate and institutional clients.
Experience: 10+ years in non-financial risk management within banking or financial institution
Salary: $215K - $275K
Type: Full-time
Benefits: comprehensive health benefits, a generous 401k savings plan, competitive PTO, adoption, surrogacy, and fertility servic…

Mercury

Associate General Counsel for Product and Privacy New York City
Skills & Focus: privacy, compliance, product counseling, stakeholder engagement, legal advice, data protection, financial technology, collaboration, regulatory, growth
About the Company: Mercury is a financial technology company, not a bank. Banking services provided by Choice Financial Group, Column N.A., and Evolve Bank & Trust, Members FDIC.
Experience: 10+ years of legal experience (private practice, in-house, or with a government agency) with deep expertise in privacy and product counseling.
Salary: $257,400 - 321,700 (US employees in New York City, Los Angeles, Seattle, or the San Francisco Bay Area); $231,700 - 289,500 (US employees outside of these areas)
Benefits: Base salary, equity (stock options), and benefits. Competitive compensation packages shaped by market data.

Capco

Senior Consultant – AML Financial Crimes New York City
Skills & Focus: Anti-Money Laundering, Financial Crimes, Investigations, Regulatory Compliance, Suspicious Activity Reports, Customer Due Diligence, Transaction Monitoring, Risk Assessment, KYC, AML Policies
About the Company: Capco is a global consulting firm focused on the financial services sector that helps clients navigate complex changes. They are involved in launching new bank…
Experience: Minimum of 3-5 years of experience in Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), or financial crimes investigations.
Salary: $106,000 - $140,000 USD
Type: Full-time
Benefits: Medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation.

Mercury

Sanctions Product Advisor New York City
Skills & Focus: Sanctions, advisory, compliance, policy development, regulatory frameworks, screening software, risk assessment, communication, organizational skills, collaboration
About the Company: Mercury is building a complete finance stack for startups, providing banking services to ambitious entrepreneurs while ensuring compliance within the U.S. fina…
Experience: 5+ years of experience in Sanctions, with relevant experience in an advisory function
Salary: $135,900 - $169,800 (US), 142,700 CAD - 178,300 CAD (Canada) for remote applicants
Type: Full-time
Benefits: Base salary, equity (stock options), and benefits

Clear Street

Prime Brokerage and Securities Finance Attorney New York City
Skills & Focus: Prime Brokerage, Securities Finance, Regulatory Compliance, Agreement Negotiation, Legal Risk Management, Financial Transactions, Counterparty Engagement, Derivatives, Futures, Equities
About the Company: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure…
Experience: Minimum of seven to ten years
Salary: $180,000 - $210,000
Type: Full-time
Benefits: competitive compensation packages, company equity, 401k matching, gender neutral parental leave, full medical, dental a…

Blackrock

Enterprise Technology RISK & CONTROLS: GOVERNANCE LEAD, Director New York City
Skills & Focus: Technology Risk Governance, policies and standards, risk training, regulatory engagement, executive communication, problem-solving, critical thinking, asset management, financial services, technology operational risk
About the Company: A leading global investment manager and fiduciary to clients focused on technology and financial well-being.
Experience: 8+ years in asset management, financial services or technology in a technology operational risk-related role
Salary: USD$194,000.00 - USD$270,000.00
Type: Full-time
Benefits: Comprehensive healthcare, retirement benefits, Flexible Time Off (FTO), tuition reimbursement, leave benefits.

Galaxy Digital

Policy Researcher New York City
Skills & Focus: digital assets, policy, policymaking, legislation, regulatory, government policy, research, analysis, financial services, communication
About the Company: At Galaxy we are building products and services to help the world invest in economic progress. Our vision is a society where value and ownership flow as freely…
Experience: 3+ years of professional experience working in financial services policy
Salary: $150,000 - $200,000 USD
Benefits: Competitive base salary, bonus, and equity compensation; Flexible Time Off; 3% 401(k) contribution; Company-paid health…

Ramp

Compliance Officer New York City
Skills & Focus: BSA/AML, KYC, sanctions, compliance, financial crimes, regulatory reporting, internal monitoring, audits, policy development, training
About the Company: Ramp is a financial operations platform designed to save companies time and money. Our all-in-one solution combines payments, corporate cards, vendor managemen…
Experience: Minimum 4 years of experience in compliance or related regulatory or operational teams
Salary: $116,000 - $155,000
Type: Full-time
Benefits: 100% medical, dental & vision insurance coverage, 401k with employer match, flexible PTO, fertility HRA, WFH stipend, w…

Apollo Management Holdings, L.P.

Compliance Analyst/Associate New York City
Skills & Focus: regulatory compliance, due diligence, anti-money laundering, investment advisers act, financial markets, securities market regulation, critical thinking, collaboration, communication skills, multi-tasking
About the Company: Apollo Management Holdings, L.P. is an equal opportunity/affirmative action employer. The firm and its affiliates do not discriminate in employment because of …
Experience: 1-4 years of experience working in a related field
Salary: 72,000 - 95,000
Benefits: This position is also eligible for a discretionary annual bonus based on personal, team, and Firm performance.

Okx

Head of Monitoring & Testing New York City
Skills & Focus: compliance, monitoring, testing, risk management, regulatory, crypto, financial services, oversight, program development, team leadership
About the Company: OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. Developed We…
Experience: 7+ years in compliance within financial services, FinTech or cryptocurrency industries; 4+ years in management roles
Salary: $176,000 to $261,000
Benefits: Performance bonus, long-term incentives, healthcare, education subsidy, wellness programs, team events

Unit

OFAC/KYC Manager New York City
Skills & Focus: OFAC, KYC, compliance, financial technology, policies, procedures, technology stack, subject matter expert, regulatory, collaboration
About the Company: Unit is a market leader in embedded finance. We offer ready-to-launch financial services - like banking and capital - and serve millions of end-users across ~1…
Experience: 5+ years
Salary: $120K – $150K
Type: Full time
Benefits: generous benefits and may be eligible for equity and/or variable compensation

Falconx

Attorney - Legal Counsel New York City
Skills & Focus: regulatory compliance, corporate matters, legal guidance, risk assessment, mergers and acquisitions, digital asset, financial services, international legal, contract negotiation, global regulatory standards
About the Company: FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the in…
Experience: 9+ years practicing law; 4+ years in a global regulatory environment; 5+ years of experience with Financial Services or FinTech
Salary: $276,000 - $374,000
Type: Full-time
Benefits: Overtime compensation, relocation assistance, performance-linked bonus, paid time off (including sick time), paid Compa…

Industrious

Head of Legal New York City
Skills & Focus: legal strategy, commercial transactions, cross-functional, regulatory compliance, leadership, risk management, legal operations, privacy, cybersecurity, deal negotiations
About the Company: Industrious is the largest premium workplace-as-a-service provider and home to the highest-rated workplaces in the industry. We believe that what makes a great…
Experience: 15+ years of legal experience
Salary: $270,000 – $290,000
Type: Full-time
Benefits: Heavily subsidized healthcare plans, generous paid time off, wellness programs, professional development grants, 401k p…

Apollo Global Management, Inc.

Compliance Director New York City
Skills & Focus: Compliance Director, broker-dealer compliance, alternative trading, investment platform, information barriers, FINRA rules, trading floor, analytical skills, regulatory guidance, capital markets
About the Company: Apollo is a global team of alternative investment managers with over 30 years of expertise across Private Equity, Credit, and Real Estate. They are known for t…
Experience: 6-8+ years of prior experience as a Compliance Officer in a broker-dealer or in a capital markets/investment banking environment
Salary: $190,000 - $250,000
Benefits: Eligible for a discretionary annual bonus based on personal, team, and Firm performance.

Piermont Bank

Compliance Manager New York City
Skills & Focus: Compliance Manager, operational risk, compliance monitoring, risk reviews, Fintech, compliance policies, validation testing, consumer protection laws, analytical skills, Microsoft Office
About the Company: Piermont Bank is a digital commercial bank with a mission to serve fast growing companies at the speed they need. Entrepreneur-led and tech-forward, we offer a…
Experience: 3-7 years of proven and progressive experience in a compliance role with a financial institution.
Salary: $110,000 to $140,000
Benefits: Full range of medical, dental, vision, 401k, and other benefits.

Tiplink

Legal Counsel New York City
Skills & Focus: Legal Counsel, Compliance, Regulatory compliance, BSA, AML, KYC, KYB, Sanctions, Fintech, Payments
About the Company: TipLink is a company merging the world of crypto and payments. Crypto rails can be cheaper, faster, and more global than traditional finance, enabling new prod…
Experience: Prior fintech/banking leadership experience in a compliance role, with experience building a compliance program from the ground up
Type: Full time
Benefits: Equity and a competitive salary. Comprehensive health care, dental, and life insurance. Unlimited paid time off. Reloca…

Fanduel Group

Counsel Manager New York City
Skills & Focus: product counsel, regulatory affairs, legal compliance, market expansion, gaming products, stakeholder management, law monitoring, analytical skills, communication, team player
About the Company: FanDuel Group is the premier mobile gaming company in the United States and Canada, with a portfolio of leading brands across mobile wagering and gaming.
Experience: Minimum of 3 years of relevant experience
Salary: $126,000 - $158,000 USD
Type: Full-time
Benefits: We offer amazing benefits above and beyond the basics. Array of health plans, generous paid time off, annual bonus, 401…

Iqeq

Regulatory Compliance Analyst New York City
Skills & Focus: compliance programs, SEC Rules, federal securities laws, investment advisers, regulatory policies, trading practices, compliance violation reports, employee training, forensic compliance testing, marketing materials
About the Company: IQEQ provides regulatory compliance services to investment adviser clients.