Last updated: 2025-05-22

17 Regulatory Compliance jobs in Mumbai.

Hiring now: Comcentral Compliance @ Nomura, Corporate Attorney @ Netapp, Compliance Team Member @ Nium, Rskcredit Risk Analyst @ Nomura, Company Secretary @ Zeta, Head Of Compliance @ Imc, Regulatory Implementation @ Blackrock, Test Managers In Regulato @ Capco A Wi, Asst Company Secretary @ Adyen, Global Company Secretary @ Zeta Suite.Explore more at at kaamvaam.com

🔥 Skills

Risk Management (6) regulatory compliance (5) Stakeholder Management (4) compliance (4) risk management (3) corporate governance (3) Compliance (2) Credit Risk (2) Regulatory Compliance (2) investigations (2)

📍 Locations

Mumbai (17)
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Nomura Holdings, Inc.

COM-Central Compliance Mumbai
Skills & Focus: Compliance Training, Policy Management, Risk Management, Regulatory Change, Project Management, Stakeholder Management, Training Course Development, Quality Assurance, Financial Regulatory Environment, Data Visualization
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…
Experience: Senior Analyst / Assistant Manager
COM-Central Compliance Mumbai
Skills & Focus: Financial Crime, Compliance, Risk Management, KYC, AML, Investigation, Surveillance, Sanctions, Advisory, Stakeholder Management
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. It services the needs of individuals, i…
RSK-Risk Methodology Group Associate Mumbai
Skills & Focus: Risk Management, Credit Risk, Portfolio Analysis, Regulatory Compliance, Derivatives, Financial Engineering, Risk Exposure, Market Risk, Credit Risk Assessment, Stakeholder Management
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. The firm is built on a tradition of dis…
Experience: 6 - 8 years
Type: Full-time

Netapp, Inc.

Corporate Attorney Mumbai
Skills & Focus: regulatory compliance, compliance programs, bribery, corruption, investigations, Code of Conduct, Anti-Bribery Policy, Whistleblower Policy, training, APAC regulations
Experience: 7+ years

Nium

Compliance Team Member Mumbai
Skills & Focus: compliance, onboarding, regulatory standards, financial regulations, payments industry, global payments, cross-border payments, regulatory licenses, seamless onboarding, integrity
About the Company: Nium, the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With …
Experience: Experience in compliance or financial regulations preferred

Nomura Holdings, Inc.

RSK-Credit Risk Analyst Mumbai
Skills & Focus: credit risk, risk management, portfolio analysis, margin levels, collateral, regulatory compliance, derivative products, financial markets, risk exposure, analytics
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm is built on a tradition of disc…
Experience: 0-3 years

Zeta

Company Secretary Mumbai
Skills & Focus: corporate governance, legal compliance, ethical conduct, corporate records, board communication, regulatory compliance, legal filings, investor relations, ESOPs, Shareholder’s Agreements
About the Company: Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tac…

Imc

Head of Compliance Mumbai
Skills & Focus: compliance, regulatory, risk management, SEBI, audit, regulatory reporting, investigations, compliance culture, strategic recommendations, technology-driven solutions
About the Company: IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force i…
Experience: Over 10+ years of experience in compliance, secretarial, and risk management roles in the securities market.

Nomura Holdings, Inc.

RSK-Credit Risk Mumbai
Skills & Focus: Credit Risk, Financial Institutions, Risk Management, Credit Analysis, Credit Ratings, Portfolio Monitoring, Counterparties, Credit Limits, Financial Analysis, Regulatory Requirements
About the Company: Nomura is a global financial services group providing services in Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Bankin…
Experience: 1 - 2 years

Zeta

Tax Manager Mumbai
Skills & Focus: tax management, compliance, risk management, financial reporting, regulatory, cloud-native, API-enabled, embedded banking, customer experience, card programs
About the Company: Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future.
Experience: 5+ years in tax management
Type: Full-time

Blackrock

Regulatory Implementations, Associate Mumbai
Skills & Focus: sustainability, data analysis, Excel, SQL, regulatory reporting, ESG, compliance, data validation, reporting standards, process improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 5+ years
Type: Full-time
Benefits: A wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support f…

Nomura Holdings, Inc.

OPS-RC / Reg Reporting Job Code: 9494 Mumbai
Skills & Focus: Reporting, Reconciliations, Operational risk management, Financial services, Regulatory reporting, Trade reporting, IT infrastructure, Excellence in compliance, Stakeholder management, Risk control
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions, specializing in wealth management, inve…
Experience: 1-3 years
OPS-RC / Reg Reporting Analyst Mumbai
Skills & Focus: Regulatory Reporting, Reconciliations, Operations, Risk Management, IT Implementation, Stakeholder Management, Operational Risk, Communication Skills, Trade Reporting, Performance Improvement
About the Company: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. The firm offers services across Retail, …
Experience: 1-3 years

Capco, A Wipro Company

Test Managers in Regulatory reporting domain Mumbai
Skills & Focus: Test Management, Functional Testing, Regulatory reporting, Trading, Automation, Agile, Test design, Defect tracking, Financial services, Regulatory compliance
About the Company: A global technology and management consulting firm recognized for transformation execution and delivery across banking, financial, and energy sectors.
Experience: 6+ years

Adyen

Assistant Company Secretary Mumbai
Skills & Focus: corporate governance, regulatory compliance, Companies Act 2013, board management, stakeholder advisory, regulatory requirements, secretarial matters, payments industry, financial services, analysis of regulatory policies
About the Company: Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
Experience: 2-5 years post qualification experience in a secretarial/regulatory/legal role/compliance
Type: Full-time

Zeta Suite

Global Company Secretary Mumbai
Skills & Focus: corporate governance, legal compliance, ethical conduct, stakeholder communication, regulatory compliance, legal filings, investor relations, compliance matters, Shareholder’s Agreements, ESOPs
About the Company: Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tac…