Last updated: 2025-05-22

97 Regulatory Compliance jobs in London.

Hiring now: Compliance Dir Aml Mlro @ Automatic , Head Of Issuing Outreach @ Checkoutco, Financial Crime Complianc @ Capital On, Mgr Trade Compliance Euro @ The Pokémo, Emea Head Credit Ipv Vice @ Nomura, Dir Credit Strategy Flex @ Monzo, Dir Of Prod Transaction M @ Tide, Head Of Fxconnect @ State Stre, Head Of International Com @ Intuit, Consultant Sr Consultant @ Capco.Explore more at at kaamvaam.com

🔥 Skills

compliance (18) risk management (17) Compliance (16) regulatory compliance (15) financial services (15) stakeholder management (13) Stakeholder Management (9) regulatory reporting (9) analytical skills (8) Risk Management (7)

📍 Locations

London (96) Staines (1)
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Automatic Data Processing Limited (Adp Uk)

Compliance Director AML & MLRO Staines
Skills & Focus: Compliance, AML, KYC, Financial Crime, Regulations, Risk Management, Reporting, Monitoring, Policies, Controls
About the Company: We are a comprehensive global provider of cloud-based human capital management (HCM) solutions that unite HR, payroll, talent, time, tax and benefits administr…
Experience: 5+ years previous AML/KYC experience

Checkout.Com

Head of Issuing Outreach London
Skills & Focus: Issuing Outreach, Payment Performance, Stakeholder Management, Cross-Functional Collaboration, Strategic Vision, Team Leadership, Performance Optimisation, Payment Metrics, Industry Trends, Regulatory Changes
About the Company: Checkout.com is a global online payment solutions provider.
Experience: 7+ years in leadership roles, preferably in payments or finance
Type: Full-time
Head of Issuing Outreach London
Skills & Focus: Issuing Outreach, Payment Performance, Stakeholder Management, Cross-Functional Collaboration, Strategic Vision, Team Leadership, Performance Optimisation, Payment Metrics, Industry Trends, Regulatory Changes
About the Company: Checkout.com is a global online payment solutions provider.
Experience: 7+ years in leadership roles, preferably in payments or finance
Type: Full-time
Head of Issuing Outreach London
Skills & Focus: Issuing Outreach, Payment Performance, Stakeholder Management, Cross-Functional Collaboration, Strategic Vision, Team Leadership, Performance Optimisation, Payment Metrics, Industry Trends, Regulatory Changes
About the Company: Checkout.com is a global online payment solutions provider.
Experience: 7+ years in leadership roles, preferably in payments or finance
Type: Full-time

Capital On Tap

Financial Crime Compliance Specialist London
Skills & Focus: Financial Crime Compliance, AML, CTF, risk-based assessments, CDD, EDD, regulatory obligations, subject matter expert, suspicious activity reports, risk assessment
About the Company: Capital on Tap was founded with the mission to help small business owners and make their lives easier. Today, we provide an all-in-one business credit card & s…
Experience: A minimum of at least 3 years
Type: Hybrid
Benefits: Private Healthcare, Worldwide travel insurance, Anniversary Rewards, Salary Sacrifice Pension Scheme, 28 days holiday, …

The Pokémon Company International

Manager, Trade Compliance Europe London
Skills & Focus: Trade Compliance, Customs, Tax Regulations, Project Management, Regulatory Changes, Cross-Functional, Broker Relationships, European Markets, Audits, Compliance Training
About the Company: The Pokémon Company International, a subsidiary of The Pokémon Company in Japan, manages the property outside of Asia and is responsible for brand management, …
Experience: Six+ (6+) years of relevant professional experience, plus one (1) year of management experience.
Salary: £69,000.00 - £81,937.50 per year
Type: Hybrid
Benefits: 100% employer-paid healthcare premiums, generous paid family leave, employer-paid life insurance, fitness reimbursement…

Nomura Holdings, Inc.

EMEA Head Credit IPV (Vice President) London
Skills & Focus: Valuations, IPV, Credit Products, Fair Value, Reserves, Regulatory Compliance, Modeling, Valuation Adjustments, Front Office, Quantitative Analysis
About the Company: A global financial services group with an integrated network spanning approximately 30 countries and regions, specializing in Wealth Management, Investment Man…

Monzo

Director - Credit Strategy (Flex Products) London
Skills & Focus: credit strategy, credit cards, lending, data-driven, analytics, financial products, risk management, regulations, team leadership, UK banking
About the Company: A financial technology company based in the UK, offering digital banking services including personal and business accounts, credit cards, savings, investments,…
Experience: Multiple years in unsecured lending, especially credit cards; leading analytical teams
Salary: £155,000-£175,000 + Options + Benefits
Type: Full-time
Benefits: Relocation support, visa sponsorship, flexible working hours, learning budget of £1,000/year, and more

Tide

Director of Product, Transaction Monitoring London
Skills & Focus: Transaction Monitoring, Fraud Prevention, Product Strategy, Compliance, User-Centric Design, Fintech, Cross-Functional Teams, Stakeholder Management, Regulatory Frameworks, Machine Learning and AI
About the Company: At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking…
Experience: Proven track record of at least 10 years in product management, with a strong background in transaction monitoring or FinCrime prevention in technology-driven businesses.
Salary: A competitive salary
Type: Full-time
Benefits: Share options, flexible working options, 25 days holiday, paid volunteering days, L&D budget, group life insurance, hea…
Director of Product, Transaction Monitoring London
Skills & Focus: Transaction Monitoring, Fraud Prevention, Product Strategy, Compliance, User-Centric Design, Fintech, Cross-Functional Teams, Stakeholder Management, Regulatory Frameworks, Machine Learning and AI
About the Company: At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking…
Experience: Proven track record of at least 10 years in product management, with a strong background in transaction monitoring or FinCrime prevention in technology-driven businesses.
Salary: A competitive salary
Type: Full-time
Benefits: Share options, flexible working options, 25 days holiday, paid volunteering days, L&D budget, group life insurance, hea…
Director of Product, Transaction Monitoring London
Skills & Focus: Transaction Monitoring, Fraud Prevention, Product Strategy, Compliance, User-Centric Design, Fintech, Cross-Functional Teams, Stakeholder Management, Regulatory Frameworks, Machine Learning and AI
About the Company: At Tide, we are building a finance platform designed to save small businesses time and money. We provide our members with business accounts and related banking…
Experience: Proven track record of at least 10 years in product management, with a strong background in transaction monitoring or FinCrime prevention in technology-driven businesses.
Salary: A competitive salary
Type: Full-time
Benefits: Share options, flexible working options, 25 days holiday, paid volunteering days, L&D budget, group life insurance, hea…

State Street

Head of FXConnect London
Skills & Focus: FXConnect, foreign exchange, trading technology, client solutions, business strategy, regulatory compliance, business opportunities, performance metrics, client relationships, inclusive environment
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. For more than two centuries, we’ve been helpi…
Experience: Minimum of 10 years’ experience in senior management capacity; Extensive experience in FX markets (15+ years preferred)
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

Checkout.Com

Liquidity Management, Senior Associate London
Skills & Focus: liquidity management, risk management, forecasting, funding strategies, regulatory initiatives, payment flows, entity monitoring, report design, strategy implementation, controls
About the Company: Checkout.com is a global payment solutions provider that focuses on empowering businesses to manage their payment processes and enhance their overall financial…
Experience: Previous experience in liquidity management or related fields
Type: Full-time

Intuit

Head of International Compliance London
Skills & Focus: Compliance, International, Financial Regulations, AML, Licensing, Governance, Risk, Regulatory Reporting, FCA, Strategic Leadership
About the Company: Intuit is the global financial technology platform that powers prosperity for the people and communities we serve. With approximately 100 million customers wor…
Experience: Minimum of fifteen (15) years of direct work experience in compliance management.
Benefits: We support our employees by offering benefits you need to stay healthy, achieve financial security, and enjoy peace of …

Capco

Consultant / Senior Consultant London
Skills & Focus: capital markets, investment banking, regulatory compliance, change management, management consultant, financial services, stakeholder management, OTC derivatives, Fixed Income, Equities
About the Company: Capco is a global technology and business consultancy, focused on the financial services sector. We are passionate about helping our clients succeed in an ever…
Benefits: Enhanced and competitive family friendly benefits, including maternity / adoption / shared parental leave and paid leav…

Dentons

Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, international law firm, Intapp Open system, analytical skills, effective communication, multicultural environment
About the Company: Dentons is a law firm that is focused on providing comprehensive legal services and assisting in risk management, especially within commercial and legal confli…
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Type: Full-time
Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, international law firm, Intapp Open system, analytical skills, effective communication, multicultural environment
About the Company: Dentons is a law firm that is focused on providing comprehensive legal services and assisting in risk management, especially within commercial and legal confli…
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Type: Full-time

Apollo

Regulatory Affairs Director London
Skills & Focus: Regulatory Affairs, Insurance Regulation, Solvency, Investment Products, Regulatory Engagement, Financial Sector, Analytical Skills, Communication Skills, Collaboration, Policy Advocacy
About the Company: Apollo is a high-growth, global alternative asset manager specializing in providing clients with innovative capital solutions and retirement savings products.
Experience: 7+ years

Perrigo

Regulatory Affairs Project Manager London
Skills & Focus: Regulatory Affairs, Project Management, EU Legislation, Marketing Authorisation, Medicinal Products, Compliance, Lifecycle Maintenance, Stakeholder Management, Regulatory Strategy, Communication Skills
About the Company: At Perrigo, we are driven by our mission to Makes Lives Better Through Trusted Health and Wellness Solutions, Accessible to All. We are proud to be a Top 10 pl…
Experience: 5 years of experience in a relevant regulatory environment
Benefits: Alongside competitive compensation, we offer benefits tailored to supporting you and your family, as well as career dev…

Telnyx

International Regulatory Counsel London
Skills & Focus: telecommunications, regulatory, compliance, legal, law, telecom, international, policy, operations, licenses
About the Company: Telnyx is an industry leader that's not just imagining the future of global connectivity—we're building it. From architecting and amplifying the reach of a pri…
Experience: At least 2 years of attorney-level experience in government, private practice, or in-house roles including exposure to regulatory law, compliance or telecommunications law.

Paydo

Regulatory Compliance Specialist London
Skills & Focus: Regulatory Reporting, Compliance Oversight, FCA Regulations, AML Compliance, Data Protection, Regulatory Audits, Stakeholder Engagement, Financial Crime, Consumer Protection, Payment Services
About the Company: PayDo, a leading Electronic Money Institution (EMI) authorised by the FCA in the UK, FINTRAC in Canada, and MFSA in Malta, operates in 140 countries and over 2…
Experience: 3+ years of direct experience working within an EMI environment in a Regulatory Compliance role
Type: Hybrid
Benefits: Days of paid vacation annually, paid sick leave annually, multiple payment options.

Evelynpartners

Regulatory HR Manager London
Skills & Focus: Regulatory HR, Senior Managers & Certification Regime, policies, procedures, training, development, regulatory requirements, management, financial crime, data protection

Clear Street

Compliance Manager London
Skills & Focus: Compliance, CASS, EMIR, SFTR, Regulatory, Legislation, Policies, Risk Assessment, Training, Investigations
About the Company: Clear Street is modernising the brokerage ecosystem, building a cloud-native clearing and custody system to enhance capital markets efficiency while minimizing…
Experience: Ten years of experience in a compliance role within the wholesale financial services industry.
Type: Full-time
Benefits: Competitive compensation packages, company equity, pension, gender neutral parental leave, full medical and dental insu…

Intuit

Head of International Compliance London
Skills & Focus: Compliance, Legal, Policy, Regulation, Risk Management, Corporate Governance, Due Diligence, Mitigation Strategies, Cross-Border Transactions, International Law
About the Company: Intuit is a technology company that develops financial and business management software products for small businesses, accountants, and individuals.
Benefits: Intuit offers benefits to support employee health, financial security, and peace of mind for their families.

Nomura Holdings, Inc.

EMEA Head Credit IPV (Vice President / Executive Director) London
Skills & Focus: Valuations Control, IPV, Credit Products, Valuation Adjustments, Fair Value Hierarchy, Regulatory Requirements, Risk Management, Pricing Models, Market Review, Reserving
About the Company: A global financial services group with an integrated network spanning approximately 30 countries and regions, providing services in wealth management, investme…

Bank Of America

Regulatory Compensation Specialist London
Skills & Focus: regulatory reporting, compensation compliance, audits, stakeholder management, data analysis, automation projects, MRT rules, UK & EU regulations, project management, reporting
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we r…
Type: Full-time
Benefits: Private healthcare, competitive pension plan, life assurance, group income protection cover, childcare and adult care s…

Intuit

Senior Counsel - Transactions and Marketing London
Skills & Focus: Legal, Compliance, Marketing, Transactions, Corporate, Counsel, Product, Privacy, Litigation, Governance
About the Company: Intuit is a global financial technology platform that helps individuals and businesses manage their finances.
Experience: 5+ years in legal role
Salary: Competitive, based on experience
Type: Full-time
Benefits: Comprehensive benefits package including health, dental, retirement plans.

Luxoft

Compliance Advisory SME London
Skills & Focus: Compliance Advisory, regulatory reporting, Equity Positions Reporting, short selling reporting, US/CAN regulatory reporting, Transparency Directive, SSR, CFTC, SEC, stakeholders
About the Company: Luxoft is a global IT service provider that delivers innovative technology solutions and services to businesses worldwide.
Experience: At least 5 years in Compliance Advisory or related Operational experience within the banking or financial services industry
Type: Full-time

Verto

Safeguarding Manager London
Skills & Focus: safeguarding, compliance, risk assessments, financial services, payment processing, regulatory requirements, training programs, audits, emerging markets, stakeholder collaboration
About the Company: Verto is a market-leading platform focused on helping businesses in Emerging markets reach the world, initially started as a FX solution for trading Nigerian N…
Experience: 5+ years
Type: Full-time

Chatham Financial

Head of Legal & Compliance UK London
Skills & Focus: legal guidance, regulatory compliance, corporate governance, commercial agreements, risk management, data protection, mentoring, contract negotiation, financial services, leadership
About the Company: Chatham Financial is the largest independent financial risk management advisory and technology firm. A leader in debt and derivative solutions, Chatham provide…
Experience: 8-12 years of post-qualification experience (PQE)

Apollo Global Management, Llc

Operational Risk Management Professional London
Skills & Focus: risk management, operational risk, financial services, incident management, compliance, risk assessments, regulatory requirements, project management, data analytics, governance
About the Company: Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along …
Experience: 15 + years

Elite Technology

Product Manager, Payments & Compliance London
Skills & Focus: Product Management, Payments, Compliance, B2B SaaS, Financial Platforms, Fintech, Customer Discovery, Agile Methodologies, Stakeholder Management, Digital Wallets
About the Company: Elite Technology is a leading, independent technology company that helps law firms drive profitability through improved operational effectiveness, increased ef…
Experience: 3–5+ years of product management experience in B2B SaaS or enterprise software with a focus on payment systems.
Type: Hybrid
Benefits: Competitive Compensation Package, Comprehensive Healthcare Coverage (Health, Dental, Vision), Retirement Savings Plan w…

Kroo

Complaints Team Manager London
Skills & Focus: complaints handling, regulatory compliance, team management, FCA regulations, root cause analysis, quality assurance, customer resolution, stakeholder engagement, financial services, leadership
About the Company: A fintech company focusing on innovative banking solutions with a strong emphasis on customer trust, transparency, and positive impact on the planet.
Experience: Proven experience managing a complaints team within the banking or wider financial services sector.
Type: Full-time
Benefits: Generous holiday time, personal days, employer-sponsored volunteer program, mental health support, workplace pension, e…

Robinhood Markets

Senior Brokerage Operations Lead London
Skills & Focus: operations, financial services, regulatory compliance, brokerage, risk management, data analysis, collaboration, process improvement, performance monitoring, customer experience
About the Company: Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood…
Experience: 6+ years of operational experience specialising in financial services
Type: Full-time

Global Markets It Risk

C++ Developer London
Skills & Focus: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
About the Company: A team focused on IT risk management within global corporate banking markets.
Type: Full-time
C++ Developer London
Skills & Focus: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
About the Company: A team focused on IT risk management within global corporate banking markets.
Type: Full-time
C++ Developer London
Skills & Focus: C++, developer, Global markets, IT risk, corporate bank, business transformation, regulatory projects, corporate banking, stability, platform development
About the Company: A team focused on IT risk management within global corporate banking markets.
Type: Full-time

Bank Of America

Associate/Vice President, Equities Business Control Officer London
Skills & Focus: Control Framework, Equities, Risk, Compliance, Supervision, Trade Surveillance, Regulatory, Governance, Controls, Financial
About the Company: Bank of America is a multinational investment bank and financial services company focused on responsible growth and delivering for clients, teammates, communit…
Type: Full-time

Columbia Threadneedle Investments

Onshore Transfer Agency Oversight Senior Manager London
Skills & Focus: Transfer Agency, Oversight, AML/KYC, Account Opening, Investor Servicing, Governance, Performance Indicators, Supplier Management, Stakeholder Management, Financial Services
About the Company: At Columbia Threadneedle Investments you'll find growth and career opportunities across all of our businesses. We're intentionally built to help you succeed. O…
Experience: Substantial Transfer Agency oversight and operational experience with strong knowledge of a variety of fund types and structures
Type: Full-time
Benefits: We appreciate that work-life balance is an important factor for many when considering their next move so please discuss…

Suade

Senior Regulatory Product Consultant London
Skills & Focus: regulatory reporting, client-facing implementation, business requirements, subject matter expert, data mapping, regulatory changes, stakeholder management, financial data analysis, Excel proficiency, interpersonal skills
About the Company: Suade’s success is built on grit, determination, and our proven ability to develop cutting edge technology to create the next generation of RegTech.
Experience: At least 6 years of experience as a subject matter expert at a regulated firm or as a consultant
Benefits: 25 days holiday + Bank Holidays, Flexible holiday, Additional annual leave for every 3 years of service, Company Pensio…
Senior Regulatory Product Consultant London
Skills & Focus: regulatory reporting, client-facing implementation, business requirements, subject matter expert, data mapping, regulatory changes, stakeholder management, financial data analysis, Excel proficiency, interpersonal skills
About the Company: Suade’s success is built on grit, determination, and our proven ability to develop cutting edge technology to create the next generation of RegTech.
Experience: At least 6 years of experience as a subject matter expert at a regulated firm or as a consultant
Benefits: 25 days holiday + Bank Holidays, Flexible holiday, Additional annual leave for every 3 years of service, Company Pensio…

Dell Technologies

Senior Corporate Governance Associate London
Skills & Focus: corporate governance, statutory compliance, board materials, subsidiary entity management, intercompany consolidations, corporate restructurings, legislation changes, corporate secretarial support, stakeholders, entity management
About the Company: Dell Technologies is a unique family of businesses that helps individuals and organizations transform how they work, live and play.
Experience: Experience overseeing entity management for a large portfolio of EMEA subsidiaries, preferably in a multinational corporation.
Type: Full-time
Benefits: Comprehensive Healthcare Programs, Award Winning Financial Wellness Tools and Resources, Generous Leave of Absence for …

State Street

Legal Advisor - Global Markets London
Skills & Focus: ISDA Master Agreements, collateral arrangements, equity derivative, securities lending, GMSLA, GMRA, MiFID, EMIR, SFTR, regulatory compliance
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re m…
Experience: Extensive experience practising in a major law firm and/or in-house working in the relevant product areas in EMEA.
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible work program, development programs and educational support.

Starling Bank

Head of Technology and Operational Resilience Risk London
Skills & Focus: risk management, operational resilience, technology resilience, regulatory compliance, disaster recovery, business continuity, incident management, risk reporting, team leadership, UK financial regulation
About the Company: Starling Bank is a fully licensed UK bank with a modern, cloud-native platform aiming to demystify money and provide innovative financial services.
Experience: Minimum of 5 years in risk management, with at least 2 years in a leadership role
Benefits: 25 days holiday, birthday holiday, extra days off, paid volunteering, pension scheme, life insurance, private medical i…

Intuit

Head of International Compliance London
Skills & Focus: Legal, Compliance, Policy, International, Corporate Strategy, Development, Hybrid Work, Data, Innovation, Financial Technology
Benefits: We support our employees by offering benefits you need to stay healthy, achieve financial security, and enjoy peace of …

Funding Circle

Complaints Officer London
Skills & Focus: customer complaints, Financial Ombudsman Service, complex problems, detail-oriented, organised, regulatory, financial services, communication skills, investigate, root cause analysis
About the Company: Funding Circle is a platform that helps small businesses succeed by providing innovative SME lending solutions, leveraging data and technology to deliver quick…
Experience: At least 1 year in a complaints role, preferably within Financial Services
Benefits: Health, Wealth, Development & Lifestyle benefits, including Private Medical Insurance, Dental Insurance, Health Cash Pl…

Luxoft

Regulatory Reporting Business Analyst London
Skills & Focus: Regulatory Reporting, Business Analysis, Compliance, UAT testing, Governance, Control Framework, Project Management, Financial Services, OTC Derivatives, Stakeholder Engagement
Experience: 5+ years working within a regulatory change or compliance role either as a Compliance Practitioner or Functional Analyst

Unlimit

Head of Compliance (UK Region) London
Skills & Focus: compliance, FCA, regulations, financial services, internal controls, risk management, leadership, electronic money, framework, guidelines
About the Company: A global fintech company offering a large portfolio of financial services, including payment processing and banking as a service (BaaS).

Shawbrook

Senior Underwriter London
Skills & Focus: underwriting, credit assessment, credit risk, stakeholders, lending policies, customer outcomes, risk management, credit approval, coaching, complex transactions

Gmo

GMO - Paralegal (12-month maternity cover) London
Skills & Focus: Legal and Compliance, AML/KYC, Fund Registration, Regulatory Filings, Contract Review, EU and UK Fund Regulations, MiFID II, AML/KYC Processes, Regulatory Compliance, Investment Management
About the Company: Founded in 1977, GMO is a global investment manager committed to delivering superior long-term investment performance and advice to our clients. We offer strat…
Experience: 3-5 years in the investment management industry

Suade

Regulatory Sales Pre-Sales Consultant London
Skills & Focus: regulatory reporting, commercial calls, subject matter expert, sales process, stakeholder management, regulatory rules, banking products, interpersonal skills, communication skills, team working
About the Company: Suade’s success is built on grit, determination, and our proven ability to develop cutting edge technology to create the next generation of RegTech. The Regula…
Experience: Prior experience in pre-sales in regulatory reporting; Previous experience in a client-facing role; Strong interpersonal and team working skills
Benefits: 25 days holiday + Bank Holidays; Flexible holiday - choose when you take your holidays; Additional annual leave holiday…
Regulatory Sales Pre-Sales Consultant London
Skills & Focus: regulatory reporting, commercial calls, subject matter expert, sales process, stakeholder management, regulatory rules, banking products, interpersonal skills, communication skills, team working
About the Company: Suade’s success is built on grit, determination, and our proven ability to develop cutting edge technology to create the next generation of RegTech. The Regula…
Experience: Prior experience in pre-sales in regulatory reporting; Previous experience in a client-facing role; Strong interpersonal and team working skills
Benefits: 25 days holiday + Bank Holidays; Flexible holiday - choose when you take your holidays; Additional annual leave holiday…

Starling Bank

Senior Compliance Monitoring Officer - Treasury London
Skills & Focus: regulatory compliance, Treasury function, conduct risk, compliance oversight, risk management, relationship building, analytical skills, Market Abuse, MiFiD, problem solving
About the Company: We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a…
Type: Full-time
Benefits: 25 days holiday, extra day’s holiday for birthday, annual leave increases with length of service, paid volunteering tim…
Senior Compliance Monitoring Officer - Treasury London
Skills & Focus: regulatory compliance, Treasury function, conduct risk, compliance oversight, risk management, relationship building, analytical skills, Market Abuse, MiFiD, problem solving
About the Company: We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a…
Type: Full-time
Benefits: 25 days holiday, extra day’s holiday for birthday, annual leave increases with length of service, paid volunteering tim…

Kiln

Crypto Legal Counsel London
Skills & Focus: legal advice, digital assets, regulation, DeFi, staking, compliance, contract drafting, blockchain, financial services, product development
About the Company: Kiln is the leading enterprise-grade rewards platform that enables institutional customers to stake assets and integrate staking & DeFi functionality into thei…
Experience: 5+ years
Salary: Competitive salary
Type: Full-time
Benefits: Equity share options, flexible holiday, flexible remote working, IT equipment choice, contribution to internet, persona…

Verto

Senior Financial Crime Manager London
Skills & Focus: financial crime, compliance, AML, CTF, fraud, risk assessment, suspicious activity reporting, chargeback processes, training, stakeholder management
About the Company: Verto is a market-leading platform for trading and payment solutions in emerging markets. We focus on providing equal access to easy payment and liquidity solu…
Experience: Minimum 3 years in a Financial Crime/AML role within an FCA-regulated firm.
Type: Full time

Chartis Research

Senior Leader, Financial Crime & Control London
Skills & Focus: financial crime, risk management, vendor strategies, research, market trends, thought leadership, regulatory considerations, analytics, machine learning, client relationship
About the Company: Leading provider of research and analysis on the global market for analytics, risk, control and compliance technology, part of Infopro Digital.
Experience: 10+ years in quantitative analytics and machine learning
Benefits: Flexible and hybrid working, 25-30 days annual leave, pension plan, life insurance, private medical insurance, and more.

Nomura Holdings, Inc.

Regulatory Reporting (Vice President) London
Skills & Focus: Regulatory Reporting, Operations, MiFID II, EMIR, Quality Assurance, CFTC, SEC, SFTR, data quality, remediation
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomu…
Experience: Experience in Regulatory Operations, ideally at a Vice President level
Type: Full-time

Meta

Regulatory Readiness Program Manager London
Skills & Focus: regulatory, product, compliance, privacy, security, program management, stakeholder management, regulatory domain, cross-functional, strategy
Experience: 6+ years in strategy, management consulting, business operations, program management, regulatory operations, or other operational discipline; 3+ years working within a product environment partnering with cross-functional stakeholders; 2+ years in a regulatory domain like privacy, integrity, security, or related roles
Type: Full Time

Moneybox

Pension Product Specialist London
Skills & Focus: defined contribution pensions, tax wrapped products, regulatory change, complaints handling, customer enquiries, business change, stakeholder engagement, analytical, problem-solving, documentation
About the Company: Moneybox is the award-winning app that helps you turn your money into something greater. We’ve brought saving, investing, home-buying, and retirement services …
Experience: Over five years experience supporting the operation of a pension product in a direct to consumer environment
Type: Full-time
Pension Product Specialist London
Skills & Focus: defined contribution pensions, tax wrapped products, regulatory change, complaints handling, customer enquiries, business change, stakeholder engagement, analytical, problem-solving, documentation
About the Company: Moneybox is the award-winning app that helps you turn your money into something greater. We’ve brought saving, investing, home-buying, and retirement services …
Experience: Over five years experience supporting the operation of a pension product in a direct to consumer environment
Type: Full-time

Imc

Head of Compliance Europe London
Skills & Focus: compliance, regulations, algorithmic trading, financial markets, regulatory frameworks, risk assessment, training programs, team management, project management, stakeholder engagement
About the Company: IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force i…
Experience: A minimum of 10 years of experience in European algorithmic trading compliance.

Robinhood Markets

Assistant General Counsel London
Skills & Focus: regulatory frameworks, financial products, draft regulatory applications, financial services regulatory law, in-house legal experience, broker-dealers, MiFID II, MiFIR, legal advice, project management
About the Company: Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its…
Experience: At least 8 years PQE
Type: Full-time
Benefits: Learn more about available Benefits, which vary by region and Robinhood entity.

Visa Direct

Regulatory Compliance Senior Manager London
Skills & Focus: regulatory compliance, FCA, regulatory reporting, regulatory policy, financial regulations, compliance matters, strategic projects, regulatory expertise, complaints resolution, stakeholder management
About the Company: Visa Direct is a global leader in payment solutions, providing services to enhance the payment process for consumers and businesses.
Type: Full-time

Dentons

Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, engagement letters, Intapp Open system, analytical skills, effective communication, multicultural environment
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Benefits: Remote working from anywhere in the United Kingdom is available most of the time
Risk Analyst London
Skills & Focus: Risk Analyst, conflicts of interest, compliance checks, anti-money laundering, confidential information, engagement letters, Intapp Open system, analytical skills, effective communication, multicultural environment
Experience: Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required
Benefits: Remote working from anywhere in the United Kingdom is available most of the time

Trustly

Senior Compliance Officer London
Skills & Focus: compliance, risk management, GDPR, regulatory requirements, compliance monitoring, consumer duty, compliance frameworks, strategic insights, operational leadership, compliance oversight
About the Company: Trustly is leading the human-centric payments revolution. We are a tech company with industry-leading tech capabilities, connecting thousands of businesses wit…

Ad Education Uk

Admissions & Compliance Team Leader London
Skills & Focus: visa compliance, admissions, supervision, training, regulatory requirements, student applications, document verification, sponsorship duties, visa regulations, team leadership
About the Company: AD Education UK is a growing network of leading creative education institutes in the UK, including The Institute of Contemporary Music Performance (ICMP) and S…
Salary: Depending on experience
Type: Contract (12 Month Contract)
Benefits: Attractive Benefits.

Okx

UK Head of Operations London
Skills & Focus: operations, crypto, compliance, payment systems, custody solutions, KPI, reporting, stakeholder collaboration, analytical mindset, leadership
About the Company: OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX …
Benefits: Competitive total compensation package, Learning & Development programs and education subsidy for employees' growth and…

Zopa

Risk Manager London
Skills & Focus: Risk Management, Operational Risks, Cross-Business Stakeholders, Risk Framework, Lending Product, Customer Centric, Driving Change, Responsible Growth, Peer-to-Peer Lending, Financial Services
About the Company: Zopa is a bank that started its journey in 2005 as the first peer-to-peer lending company and launched its own banking operations in 2020. The company emphasiz…
Type: Full-time
Risk Manager London
Skills & Focus: Risk Management, Operational Risks, Cross-Business Stakeholders, Risk Framework, Lending Product, Customer Centric, Driving Change, Responsible Growth, Peer-to-Peer Lending, Financial Services
About the Company: Zopa is a bank that started its journey in 2005 as the first peer-to-peer lending company and launched its own banking operations in 2020. The company emphasiz…
Type: Full-time
Risk Manager London
Skills & Focus: Risk Management, Operational Risks, Cross-Business Stakeholders, Risk Framework, Lending Product, Customer Centric, Driving Change, Responsible Growth, Peer-to-Peer Lending, Financial Services
About the Company: Zopa is a bank that started its journey in 2005 as the first peer-to-peer lending company and launched its own banking operations in 2020. The company emphasiz…
Type: Full-time

Jbr Capital

Payouts Assistant London
Skills & Focus: customer service, payout requests, document checks, payout packs, credit conditions, bank details, finance clearance, regulatory compliance, internal compliance, Client Services

Plaid

European Counsel London
Skills & Focus: legal, compliance, data protection, contracts, fintech, regulatory changes, intellectual property, stakeholder management, risk management, team player
About the Company: Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, several of the Fort…
Experience: At least 4 years of relevant post qualification experience
Type: Full-time

Janus Henderson Investors

Governance & Oversight Associate London
Skills & Focus: Governance, Oversight, Customer Governance, Investor Protection, Distribution Oversight, Consumer Duty, Board Management, Cross-functional relationships, Asset management, Regulatory obligations
About the Company: 90 years of investment experience helping over 60 million people.
Type: Full-time
Benefits: Hybrid working, generous holiday policies, excellent health and wellbeing benefits, paid volunteer time, support for pr…

Capco

ESG Regulatory Consultant London
Skills & Focus: ESG, regulatory compliance, sustainability, risk assessments, policy development, stakeholder engagement, data management, project management, risk assessment, analytical skills
About the Company: Capco is a global business, data and technology consultancy, focused on the Financial Services sector. We are passionate about helping our clients succeed in a…
Experience: 5+ years of experience in management consulting, with a focus on ESG, sustainability, or regulatory compliance.
Benefits: Enhanced and competitive family friendly benefits, including maternity/adoption/shared parental leave and paid leave fo…

Capstone

Analyst London
Skills & Focus: policy analysis, regulatory due diligence, financial services, business services, investment banking, client servicing, interpersonal skills, analytical skills, policy, investment ideas
About the Company: Capstone is a leading policy analysis and regulatory due diligence firm with locations in Washington, DC, Houston, New York, Paris, London, and Mumbai. We advi…
Experience: 1-3 years of policy or analysis experience, preferably in financial services or technology sectors.
Type: Full-time

Payhawk

Programme and Outsourcing Manager London
Skills & Focus: payment systems, vendor management, compliance, card networks, Visa, program migration, outsourcing risks, card operations, program management, fintech
About the Company: Payhawk is a leading global spend management solution for scaling businesses, headquartered in London, combining company cards, reimbursable expenses, and acco…
Experience: 5+ years in fintech, banking, or payments sector, with experience working with card networks (especially Visa)
Benefits: 30 days holiday paid leave, Competitive compensation package, One week exchange policy to another Payhawk office, Flexi…

State Street

VP Equity Swaps Trader London
Skills & Focus: equity swaps, trading, financial risk, compliance, reconciliation, stakeholders, collaboration, market regulations, Delta One trading, portfolio management
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re m…
Experience: 6+ years of securities markets/equity finance experience; 6+ years of previous Delta One trading experience (with knowledge of EMEA markets)
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Program, development programs and educational support

Chartis Research

Senior Research Leader - Financial Crime & Control London
Skills & Focus: risk, financial crime, analytics, regulatory, market trends, vendor strategies, research, leadership, market analysis, financial services
About the Company: Chartis Research is a leading provider of research and analysis on the global market for analytics, risk, control, and compliance technology, based within Info…
Experience: 10+ years in quantitative analytics and machine learning, with expertise in financial crime
Benefits: Medical, Dental, Vision, 401k, Disability, Life Insurance, Paid Time Off, Employee Assistance programs

Nium

Global Head of Financial Crime Strategy London
Skills & Focus: Financial Crime Strategy, Prevention and Detection, Reporting Strategy, Compliance, Operations, Legal, Regulatory Compliance, Automation, Money Laundering Risk, Anti Money Laundering Legislation
About the Company: Nium is a next-generation financial services platform that enables companies around the world to unlock new revenue opportunities and improve cash flow economi…
Global Head of Financial Crime Strategy London
Skills & Focus: Financial Crime Strategy, Prevention and Detection, Reporting Strategy, Compliance, Operations, Legal, Regulatory Compliance, Automation, Money Laundering Risk, Anti Money Laundering Legislation
About the Company: Nium is a next-generation financial services platform that enables companies around the world to unlock new revenue opportunities and improve cash flow economi…

Zopa

Senior Manager - Risk Function London
Skills & Focus: operational risks, management, risk framework, stakeholders, change, teams, customer-centric, finance, banking, growth
About the Company: We’re redefining what it feels like to work in finance. Our vision for a new era of banking puts people front and centre — we’ve built a business that empowers…
Type: Contract

Nomura Holdings, Inc.

EMEA Head Credit IPV (Vice President) London
Skills & Focus: Valuations, IPV, Credit Products, Fair Value, Reserves, Regulatory Compliance, Prudent Valuation, Collateral Disputes, Valuation Adjustments, Digital Tools
About the Company: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions, providing services in wealth management…

Meta

Program Manager, Regulatory Information Response London
Skills & Focus: regulatory, program management, compliance, reporting, regulation, cross-functional, communication, regulators, privacy, public policy
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses, including platforms like Facebook, Messenger, Instagram, and WhatsApp.
Experience: 8+ years in digital technology, policy, communications, law, regulatory environment, or related fields; 6+ years managing large scale programs
Type: Full-time

Capco

Consultant - Financial Crime, Risk, Regulation and Finance London
Skills & Focus: capital markets, financial services, risk management, compliance, trade reporting, transaction reporting, regulatory change, stakeholder management, consulting, business transformation
About the Company: Capco is a global technology and business consultancy, focused on the financial services sector. We are passionate about helping our clients succeed in an ever…
Experience: Experience in the capital markets domain with front-to-back knowledge of organisations.
Benefits: A work culture focused on innovation and building lasting value for our clients and employees. Ongoing learning opportu…

Bank Of America

Sanctions Regulatory Risk Manager London
Skills & Focus: Sanctions, Risk Management, Regulatory, Financial Crimes, UK, United Nations, EU, AML, Audit, Compliance
About the Company: A financial institution dedicated to responsible growth and serving clients worldwide.

Openpayd

unknown London
Skills & Focus: payments, banking-as-a-service, API-driven technology, financial services, business growth, FX, international payments, domestic payments, Open Banking, compliance
About the Company: OpenPayd is a leading global payments and banking-as-a-service platform for the digital economy. Through its API-driven technology, businesses can embed financ…
Experience: unknown
Salary: unknown
Type: unknown
Benefits: unknown
unknown London
Skills & Focus: payments, banking-as-a-service, API-driven technology, financial services, business growth, FX, international payments, domestic payments, Open Banking, compliance
About the Company: OpenPayd is a leading global payments and banking-as-a-service platform for the digital economy. Through its API-driven technology, businesses can embed financ…
Experience: unknown
Salary: unknown
Type: unknown
Benefits: unknown

Monzo Bank

Complaint Handler (FOS Complaints Expert) London
Skills & Focus: Complaint Handling, Financial Ombudsman Service, FOS, Customer Service, Investigation, Regulation, Empathy, Case Files, Mediation, End-to-End Ownership
About the Company: A digital bank offering personal and business banking solutions in the UK, with a focus on customer-centric financial services.
Experience: Experienced FOS complaint handler
Salary: £28,050 - £32,000
Type: Full-time
Benefits: Benefits include a remote work setup, learning budget, MacBook support, and more.

Monzo

Group Risk Oversight Analyst London
Skills & Focus: risk oversight, financial risks, enterprise risk management, financial data analysis, stakeholder management, risk data analysis, Group risks, financial position, regulatory reporting, risk appetite
About the Company: Monzo is a UK-based digital bank offering personal and business banking products, including prepaid cards, savings, investments, pensions, and credit cards. Th…
Salary: £45,000 - £55,000 + Share Options
Benefits: Benefits include flexible working hours, learning budget, work-from-home support, and more. For details, see the [compa…

Columbia Threadneedle Investments

Commentary Investment Writer Team Lead London
Skills & Focus: investment writer, team lead, market commentary, financial markets, investment strategies, writing skills, editorial calendar, content management, stakeholder engagement, regulatory compliance
About the Company: Working at Columbia Threadneedle Investments you'll find growth and career opportunities across all of our businesses.
Experience: Extensive experience as an investment writer, financial journalist, or investment communications specialist within asset management.
Type: Full-time
Benefits: We are committed to providing an inclusive workplace that supports the diversity of our employees.

Stripe

Product Counsel London
Skills & Focus: legal compliance, financial services, cryptocurrency, stablecoin, money movement, e-commerce, regulatory, product development, risk management, advisory
About the Company: Stripe is a financial infrastructure platform for businesses. Millions of companies—from the world’s largest enterprises to the most ambitious startups—use Str…
Experience: 5-10 years
Type: Full-time

Apollo

Compliance Analyst London
Skills & Focus: compliance, trading policies, regulatory compliance, market soundings, front office, monitoring, testing programmes, internal policies, financial markets, communication skills
About the Company: Apollo is a high-growth, global alternative asset manager specializing in providing clients with excess return across a range of investment strategies and prod…
Experience: 0-3 years

Shawbrook

Credit Risk Analyst London
Skills & Focus: Credit Risk, Sanctioning, Real Estate, Development Finance, SME Lending, Credit Approval, Quality Control, Risk Monitoring, Portfolio Management, Policy Compliance

Bank Of America

Regulatory Reporting Controller II London
Skills & Focus: regulatory reporting, capital calculations, UK and EU regulations, FRTB, internal model RWA, disclosures, risk management, model testing, system development, capital adequacy
About the Company: Bank of America is a multinational investment bank and financial services company dedicated to responsible growth, diversity, and community impact.

Bp

Assistant Company Secretary (FTC) London
Skills & Focus: company secretarial, corporate governance, board meetings, stakeholder management, AGM, project management, regulatory compliance, external relations, change management, risk management
Experience: Intermediate
Type: Professionals