Last updated: 2025-05-01

10 Regulatory Compliance jobs in Denver.

Hiring now: Compliance Associate @ Iqeq, Head Of Distribution Comp @ Janus Hend, Sr Associate Counsel @ Visa, Compliance Analyst Aml Co @ Da Davidso, Sr Regulatory Affairs Spe @ Stryker, Compliance Aml Sr Lead @ Robinhood .Explore more at jobswithgpt.com. at kaamvaam.com

🔥 Skills

regulatory compliance (3) Compliance (3) Broker-Dealer (2) Regulatory (2) Risk Management (2) Distribution (2) Leadership (2) product development (2) regulatory support (2) client counseling (2)

📍 Locations

Denver (10)
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Iq-Eq

Compliance Associate Denver
Skills & Focus: regulatory compliance, SEC Rules, compliance program, private equity, hedge fund, Securities Act, Advisers Act, compliance functions, training, policy reviews
Type: Full-time

Janus Henderson Investors

Head of Distribution Compliance (US), CCO of Broker Dealer Denver
Skills & Focus: Compliance, Investment, Broker-Dealer, Regulatory, Risk Management, Securities Laws, Training Programs, Distribution, Policies, Leadership
About the Company: A firm with 90 years of investment experience dedicated to helping clients achieve superior financial outcomes through differentiated insights and disciplined …
Experience: Fifteen (15) years of related work experience in Compliance required supporting sales and marketing of investment company/investment advisory products and services across North America
Salary: $225,000 – $275,000
Type: Hybrid
Benefits: Competitive compensation, pension/retirement plans, health, wellbeing, and lifestyle benefits.

Visa

Senior Associate Counsel Denver
Skills & Focus: commercial agreements, transactional legal matters, product development, regulatory support, marketing, client counseling, negotiation, compliance, legal counsel, issuer processing products
Type: Hybrid

D.A. Davidson Companies

Compliance Analyst, AML Compliance Analyst Denver
Skills & Focus: AML Compliance, Financial Services, Transaction Monitoring, Customer Diligence, Regulatory Filings, Sanctions Screening, Investigations, Process Improvements, Bank Secrecy Act, Risk Management
About the Company: D.A. Davidson & Co. is a leading financial services firm providing wealth management, financial planning, investment banking, and public finance services to a …
Experience: 1-3 years in financial services or financial crime prevention.
Salary: $61,431 - $76,788
Type: Full-time
Benefits: Medical, Dental and Vision, Company 401(k) and ESOP contribution, Generous sick, vacation, and maternity/parental leave…

Janus Henderson Investors

Head of Distribution Compliance (US), CCO of Broker Dealer Denver
Skills & Focus: Compliance, Distribution, Asset classes, Regulatory guidelines, Risk management, Training programs, Leadership, Mutual Funds, ETFs, Broker-Dealer
About the Company: Over 90 years of investment experience helping over 60 million people.
Experience: Fifteen (15) years of related work experience in Compliance required.
Salary: $225,000 – $275,000
Type: Full-time
Benefits: Generous Holiday policies, Paid volunteer time, Support for professional development, Maternal/paternal leave benefits,…

Stryker

Senior Regulatory Affairs Specialist Denver
Skills & Focus: regulatory strategies, regulatory compliance, market access, regulatory submissions, product lifecycle, stakeholders, regulatory authorities, regulatory guidance, clinical data, product claims
About the Company: Stryker offers innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes.
Experience: 2+ years of related experience
Salary: $84,900 - $136,100 plus bonus eligible
Type: Full Time
Benefits: Medical and prescription drug insurance, dental insurance, vision insurance, 401(k) plan, Employee Stock Purchase Plan …

Janus Henderson Investors

Senior Compliance Analyst - Private/Hedge Funds Denver
Skills & Focus: Compliance, Private Funds, Hedge Funds, Regulatory, Anti-Money Laundering, Financial Crime, Sales, Policy, Training, Audits
About the Company: Janus Henderson is a global asset management firm with over 90 years of investment experience focused on helping clients achieve superior financial outcomes th…
Experience: 3-5+ years of experience in Compliance or regulatory roles within asset management, broker-dealers, or financial services.
Salary: $75,000-90,000
Type: Hybrid
Benefits: Generous Holiday policies, Paid volunteer time, Professional development support, Maternal/paternal leave benefits, Com…

Robinhood Markets

Compliance AML Senior Lead Denver
Skills & Focus: AML compliance, regulatory compliance, financial crimes, cross-functional teams, risk identification, process improvement, product design, stakeholder influence, transaction surveillance, continuous improvement
About the Company: Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood…
Experience: 6+ years working in AML investigations/regulatory compliance, preferably in payments
Salary: Base pay for the successful applicant will depend on a variety of job-related factors...
Benefits: 100% paid health insurance for employees with 90% coverage for dependents; Annual lifestyle wallet for personal wellnes…

Janus Henderson Investors

Risk Manager Denver
Skills & Focus: risk management, market risk, liquidity risk, counterparty risk, quantitative measures, SEC regulations, stress testing, ESG metrics, financial products, analytical frameworks
About the Company: Janus Henderson is committed to helping clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and wo…
Experience: 5+ years relevant experience in market risk, credit or counterparty risk, and/or liquidity risk management
Salary: $99,500 - $104,500
Type: Full-time
Benefits: Competitive compensation, annual bonuses, pension/retirement plans, health and well-being benefits, paid volunteer time…

Visa

Associate Counsel Denver
Skills & Focus: commercial attorney, complex agreements, product development, negotiation, regulatory support, client counseling, legal compliance, transactional matters, risk services, collaboration
Type: Hybrid