Last updated: 2025-05-22

19 Regulatory Compliance jobs in Dallas.

Hiring now: Compliance Analyst @ Markel, Sr Compliance Analyst Tes @ American F, Compliance Mgr Testing @ Firstcash, Sr Consultant Banking And @ Capco, Attorney Global Payments @ Bank Of Am, Regulatory Compliance Spe @ Iqeq, Mgr Of Compliance @ Crypto, Sr Compliance Testing Ana @ Varo Bank, Deputy Bsa Sanctions Offi @ Blockchain, Compliance Officer @ Iqeq.Explore more at at kaamvaam.com

🔥 Skills

compliance (8) regulatory compliance (6) regulatory (5) regulatory requirements (3) project management (2) compliance testing (2) risk identification (2) consumer protection laws (2) controls (2) risk assessment (2)

📍 Locations

Dallas (10) Coppell (3) Plano (3) Bedford (1) Frisco (1) Southlake (1)
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Markel Group

Compliance Analyst Bedford
Skills & Focus: compliance, licensing, reporting, audit review, stakeholders, business processes, regulatory compliance, insurance regulations, critical thinking, project management
About the Company: Markel Group (NYSE – MKL) is a fortune 500 company with over 60 offices in 20+ countries, is a holding company for insurance, reinsurance, specialist advisory …
Experience: Five to seven years of business experience in a professional office environment required
Type: Full-time
Benefits: Competitive benefit programs, health, dental and vision insurance, optional life, disability and AD&D insurance, 401(k)…

American First Finance

Senior Compliance Analyst - Testing Coppell
Skills & Focus: compliance testing, risk identification, consumer protection laws, regulatory requirements, testing phases, controls, risk assessment, regulations, regulatory examinations, root cause analysis
Experience: 4+ years of professional work experience in consumer regulatory compliance, internal audit, compliance testing, or risk management
Benefits: Paid Time Off, 401K Matching, Medical, Dental, and Vision Benefits

Firstcash, Inc

Compliance Manager, Testing Coppell
Skills & Focus: compliance, testing, risk, regulatory, consumer protection, controls, audit, analytical, regulations, communication
About the Company: FirstCash Holdings, Inc., is a retail business that operates a large network of pawnshops and retail locations, offering financial solutions through collateral…
Experience: 7+ years of professional work experience in consumer regulatory compliance, internal audit, compliance testing, or risk management
Benefits: Paid Time Off, 401K Matching, Medical, Dental, and Vision Benefits

American First Finance

Compliance Manager, Testing Coppell
Skills & Focus: compliance testing, risk identification, consumer protection laws, regulatory requirements, control assessments, root cause analysis, policies and procedures, regulatory compliance, risk mitigation, test reporting
Experience: 7+ years of professional work experience in consumer regulatory compliance, internal audit, compliance testing, or risk management
Benefits: Paid Time Off, 401K Matching, Medical, Dental, and Vision Benefits

Capco

Senior Consultant, Banking and Payments Dallas
Skills & Focus: regulatory, financial, capital markets, compliance, programs, change management, regulation, operating model, technology, digital transformation
About the Company: Capco is a fully independent, global management and technology consultancy providing services to the Financial Services and Energy industries. For nearly 20 ye…

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables Dallas
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

Iqeq

Regulatory Compliance Specialist Dallas
Skills & Focus: regulatory compliance, investment advisers, SEC rules, compliance programs, federal securities laws, policies and procedures, trading practices, compliance reporting, training program, regulatory examinations
About the Company: IQEQ provides regulatory compliance services and support for investment advisers, focusing on alternative asset management.
Type: Full-time

Crypto

Manager of Compliance Dallas
Skills & Focus: compliance, regulatory, risk profile, data analysis, customer complaints, operations, FinCrime, Reg E, UDAAP, UDAP

Varo Bank

Sr. Compliance Testing Analyst Dallas
Skills & Focus: Compliance Testing, Regulatory Compliance, Consumer Regulations, Risk Management, Auditing, Monitoring, Financial Services, Regulations (Reg B, Reg DD, Reg E, etc.), Automation, Scalability
About the Company: Varo is a new kind of bank that is all-digital, mission-driven, FDIC insured, and designed around the modern American consumer. Launched in 2017, Varo aims to …
Experience: 5+ years of Audit or Compliance testing and monitoring in a regulated banking environment
Salary: $65,000 - $100,000
Type: Full-time

Blockchain.Com

Deputy BSA & Sanctions Officer Dallas
Skills & Focus: BSA, AML, OFAC, financial crimes compliance, customer identification, due diligence, regulatory reporting, risk assessment, financial institutions, cryptocurrencies
About the Company: Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the pass…
Experience: Minimum of 5 years of relevant experience in financial crimes compliance at a regulated financial institution.
Salary: $120,000 to $170,000
Type: Full-time
Benefits: Competitive salary and meaningful equity, hybrid office model, comprehensive health benefits, unlimited vacation policy…

Bank Of America

Attorney – Mortgage Dallas
Skills & Focus: Legal Counsel, Mortgage Origination, Regulatory Matters, Legal Research, Loan Transactions, Compliance, Stakeholder Management, Legal Drafting, Federal Regulations, Problem Solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5+ years of related experience handling mortgage origination and regulatory matters in a law firm, regulatory agency or in-house
Type: Full-time
Benefits: Offering competitive benefits to support their physical, emotional, and financial well-being.

Iqeq

Compliance Associate Dallas
Skills & Focus: compliance, regulatory, SEC, investment adviser, hedge fund, alternative assets, policies, procedures, trading practices, filings
Compliance Support Associate Dallas
Skills & Focus: regulatory compliance, Securities Act, Advisers Act, compliance programs, marketing compliance, training, policy drafting, client services, alternative assets, private equity
About the Company: IQEQ is an investment services firm that provides regulatory compliance services for investment advisers, focusing on compliance programs relevant to the SEC a…
Type: Full-time

Iq-Eq

Compliance Officer Dallas
Skills & Focus: regulatory compliance, SEC Rules, compliance program, Securities Act, Advisers Act, marketing materials, annual review, client training, compliance functions, monitoring activities
About the Company: IQ-EQ is a leading global investor services group, providing compliance, administration, and other fund-related services to clients in the private equity and h…

Keurig Dr Pepper

Corporate Counsel, Food Regulatory and Advertising Frisco
Skills & Focus: food regulatory, advertising attorney, food labeling, dietary supplements, food safety, marketing, FDA, FTC, Lanham Act, legal compliance
About the Company: Keurig Dr Pepper (NASDAQ: KDP) is a leading beverage company in North America, with a portfolio of more than 125 owned, licensed and partnered brands and power…
Experience: At least five years of legal experience in advising clients at a law firm, or as part of an in-house corporate legal department.
Type: Full-Time
Benefits: Medical, Dental, Vision, Disability, Paid Time Off (including paid parental leave, vacation, and sick time), 401k with …

Intuit

Manager 2, Business Operations Plano
Skills & Focus: servicing, operations, fintech, credit cards, lending, customer-centric, compliance, automation, workflow, regulatory standards
About the Company: Intuit is the global financial technology platform that powers prosperity for the people and communities it serves, offering products like TurboTax, Credit Kar…
Experience: 10+ years in servicing or operations, ideally within fintech, credit cards, lending, or financial services

Our Company

Enterprise Risk and Compliance (ERC) Director Plano
Skills & Focus: enterprise risk, compliance, risk assessments, regulatory requirements, monitoring program, non-compliance, risk management, ethical standards, audits, internal investigations

Bank Of America

Attorney – Mortgage Plano
Skills & Focus: Legal Counsel, Mortgage Origination, Regulatory Matters, Legal Research, Loan Transactions, Compliance, Stakeholder Management, Legal Drafting, Federal Regulations, Problem Solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5+ years of related experience handling mortgage origination and regulatory matters in a law firm, regulatory agency or in-house
Type: Full-time
Benefits: Offering competitive benefits to support their physical, emotional, and financial well-being.

Better

Production Partner, Distributed Retail Southlake
Skills & Focus: mortgage, communication, workflow, production, accuracy, compliance, teamwork, regulatory, efficiency, customer experience
About the Company: Better is reimagining home finance and making it faster, cheaper, and easier for everyone to become a homeowner. We leverage creative technology and innovation…
Experience: 1-2 years with mortgage lending experience preferred
Type: Regular
Benefits: Benefits eligibility effective DAY ONE; $0 medical plan premium with Health Savings Account; Flexible PTO; virtual ment…