Last updated: 2025-05-22

27 Regulatory Compliance jobs in Chicago.

Hiring now: Compliance Spec @ Ninjatrade, Prod Legal Counsel Paymen @ Stripe, Regulatory Correspondence @ Interactiv, Attorney Global Payments @ Bank Of Am, Compliance Consultant @ Iqeq, Sr Risk Mgr @ Imc, Compliance Associate Ii @ Nm, Corporate Lawyer @ Gongio, Head Of Banking Fraud Ops @ Adyen, Sr Regulatory Counsel @ Drw.Explore more at at kaamvaam.com

🔥 Skills

compliance (7) regulatory compliance (6) Compliance (6) regulations (4) project management (4) training (4) financial services (3) legal advice (3) legal counsel (3) regulatory (3)

📍 Locations

Chicago (26) Merrillville (1)
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Ninjatrader

Compliance Specialist Chicago
Skills & Focus: CFTC regulations, NFA rules, compliance policies, regulatory inquiries, promotional material, documenting procedures, cybersecurity, customer protection, audit support, cross-functional collaboration
About the Company: As an industry-leading trading platform and futures broker, NinjaTrader is on a mission to empower traders to take control of their financial destiny. They pro…
Experience: 1+ years of futures industry compliance experience
Salary: $90,000 - $110,000 USD
Type: Full-time
Benefits: Hybrid Schedule, Generous PTO, 401k with 3.5% Company Match, Health, Vision, and Dental Coverage, Life and Disability I…

Stripe

Product Legal Counsel - Payments and Financial Services Chicago
Skills & Focus: payments, financial services, regulations, legal review, product development, deals, negotiations, compliance, data privacy, partnerships
About the Company: Stripe is a financial infrastructure platform for businesses. Millions of companies—from the world’s largest enterprises to the most ambitious startups—use Str…
Experience: 5+ years

Interactive Brokers Group, Inc.

Regulatory Correspondence Counsel Chicago
Skills & Focus: regulatory inquiries, legal advice, financial services, compliance, regulatory agencies, risk assessment, regulators, law enforcement, financial markets, investigations
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…
Experience: Minimum of two (2) years in the financial services industry, preferably as an attorney or compliance professional
Benefits: Competitive salary, performance-based bonus, stock grants, retirement plan, health benefits, wellness programs, paid ti…
Trade Surveillance Analyst Chicago
Skills & Focus: trade surveillance, regulatory compliance, anti-money laundering, Bank Secrecy Act, data analytics, suspicious activity review, communication skills, organizational skills, project management, broker-dealer
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. W…
Experience: 1-3 years of regulatory compliance experience; relevant educational credentials in finance, economics, or data analytics.
Type: Contract (6-month assignment)
Benefits: Daily company lunch allowance, fully stocked kitchen, corporate events, modern offices with multi-monitor setups.

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables Chicago
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

Ninjatrader

Anti-Money Laundering (AML) Compliance Associate Chicago
Skills & Focus: AML, Compliance, Regulatory, Transaction Reviews, Due Diligence, Client Transactions, Sanctions Lists, Policies, Risk Management, Customer Due Diligence
About the Company: NinjaTrader is an industry-leading trading platform and futures broker dedicated to empowering traders and providing advanced tools for trading success.
Experience: 3-5 years in an AML-related role
Salary: $60,000.00 - $70,000.00
Type: Hybrid
Benefits: Generous PTO, 401k with 3.5% Company Match, Health, Vision, Dental Coverage, Life and Disability Insurance Covered 100%…

Iq-Eq

Compliance Consultant Chicago
Skills & Focus: compliance, regulatory, Securities Act, Advisers Act, private equity, hedge fund, compliance programs, annual review, training, monitoring
About the Company: Provides regulatory compliance services to investment advisers.
Type: Full-time

Imc

Senior Risk Manager Chicago
Skills & Focus: risk management, market risk, credit risk, liquidity risk, operational risk, financial products, quantitative, risk monitoring, risk controls, derivatives
About the Company: IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force i…
Experience: At least 5 years of relevant work experience in the financial risk management field
Salary: $150,000 - $200,000 USD
Type: Full-time
Benefits: Discretionary bonus and benefits, including paid leave and insurance

Nm

Compliance Associate II Chicago
Skills & Focus: Compliance, Hotline management, Investigations, Regulatory guidelines, Data analysis, Audits, Corrective action plans, Training materials, Policy guidance, Risk assessment

Interactive Brokers Group, Inc.

Senior Compliance Manager Chicago
Skills & Focus: regulatory compliance, CFTC regulations, compliance risks, derivatives market, policy development, risk assessment, team leadership, stakeholder communication, electronic surveillance system, investigations into suspicious activity
About the Company: A global financial services company headquartered in Greenwich, CT, USA, known for cutting-edge technology and client commitment with affiliates providing glob…
Experience: At least 7–10 years of experience in regulatory compliance, ideally in the derivatives or financial services industry.
Salary: Competitive salary, annual performance-based bonus and stock grant
Type: Full-time
Benefits: Retirement plan (401K) with company match, Excellent health benefits including medical, dental, and vision, Paid time o…

Gong.Io

Corporate Lawyer Chicago
Skills & Focus: corporate governance, securities compliance, SEC regulations, public company, entity management, board materials, regulatory readiness, legal advice, international expansion, SEC filings
About the Company: Gong empowers revenue teams to improve productivity, increase predictability, and drive revenue growth through insights and predictions via its Revenue AI Plat…
Experience: 4-7+ years of relevant experience at a top law firm and/or in-house legal department, focusing on public company representation and securities compliance
Salary: $208,000 - $245,000 USD
Type: Full-time
Benefits: Medical, dental, vision plans, wellness stipend, mental health benefits, 401(k), education stipend, flexible vacation, …

Adyen

Head of Banking Fraud Operations Chicago
Skills & Focus: fraud operations, fraud detection, fraud investigation, risk management, financial products, banking sector, regulations, anti-fraud laws, customer experience, team leadership
About the Company: Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technolo…
Experience: 8 or more years of experience with fraud prevention, fraud detection and fraud investigation (forensics) and fraud remediation in the banking sector.
Salary: $220,000 - $280,000
Type: Full-time

Drw

Senior Regulatory Counsel Chicago
Skills & Focus: Regulatory Counsel, legal advice, cryptoassets, financial laws, strategic partnerships, project execution, risk-weighted, U.S. regulatory regimes, trading operations, communication
About the Company: DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets aro…
Experience: 6+ years of legal experience with a focus on financial laws and regulations
Salary: $200,000 to $300,000
Benefits: comprehensive suite of employee benefits including group medical, pharmacy, dental and vision insurance, 401k (with dis…

Argo Group

Product Development Analyst Chicago
Skills & Focus: Product Development, Underwriting, Insurance, Contracts, Regulatory Compliance, Project Management, ISO Circular, Commercial Lines, Portfolio Management, Market Analysis
About the Company: Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity.
Experience: Minimum of 2 years in commercial property and casualty product development
Salary: $84,500 - $99,500 USD
Type: Full-time
Benefits: Comprehensive health, wellness, and financial planning options, 21 days of PTO, 11 paid company holidays, 3 floating ho…

Adtalem Global Education

Senior Corporate Counsel (Marketing) Chicago
Skills & Focus: legal counsel, marketing, advertising, compliance, federal regulations, state regulations, international regulations, FTC regulations, CAN-SPAM Act, consumer protection
About the Company: Adtalem Global Education is a national leader in post-secondary education and a leading provider of professional talent to the healthcare industry. It operates…
Experience: 5+ years in-house legal experience
Salary: $100,171.61 - $181,034.70
Type: Full-time
Benefits: Health, dental, vision, life and disability insurance; 401k Retirement Program + 6% employer match; Flexible Time Off (…

Meta

Sanctions Compliance Officer Chicago
Skills & Focus: sanctions compliance, policies, procedures, recommendations, guidance, training, collaboration, regulations, analytical skills, project management
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses. When Facebook launched in 2004, it changed the way people connect. Ap…
Experience: At least 3 years of experience working in a similar role within the fintech industry.
Salary: $116,000/year to $168,000/year + bonus + equity + benefits
Type: Full Time
Benefits: Meta offers benefits that include bonuses, equity, and other forms of compensation.

Interactive Brokers Group, Inc.

Compliance Manager Chicago
Skills & Focus: Compliance, AML, Regulatory Correspondence, Investigation, Supervisory Review, Risk Assessment, Team Management, Financial Regulations, Anti-Money Laundering, Technology
About the Company: Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. T…
Experience: 5 - 10+ years in AML compliance, market regulation, or investment management compliance; 2+ years of management experience
Benefits: Competitive salary, annual bonus, stock grant, 401(k), health and wellness benefits, paid time off, parental leave, com…

Dv Trading

Compliance Analyst Chicago
Skills & Focus: Compliance, Trade Practices, Automated Surveillance, KYC, Risk Policies, Financial Services, Broker-Dealer, Proprietary Trading, Research, Regulation
About the Company: Founded more than 15 years ago and headquartered in Chicago, DV Trading has rapidly scaled as an independent proprietary trading firm utilizing its own capital…
Experience: 0-3 years of experience in a compliance and/or regulatory position
Salary: $65K - $85K + discretionary bonus eligibility
Type: Full-time

Adtalem

Senior Manager, Regulatory Approval Processes Chicago
Skills & Focus: regulatory approval processes, state nursing boards, compliance, campus development, accreditation, relationship management, curriculum development, mock self-assessment, regulatory compliance, documentation submissions

Iq-Eq

Compliance Advisor Chicago
Skills & Focus: regulatory compliance, SEC Rules, compliance program, private equity, hedge fund, Securities Act, Advisers Act, training, policy review, mentoring

Box

Director of Enterprise Risk Chicago
Skills & Focus: Enterprise Risk Management, Governance, Risk, Compliance, Cyber Risk, Operational Risk, Risk Assessments, Fraud Risk, Stakeholder Management, Mentorship
About the Company: Box is the market leader for Intelligent Content Management, partnering with enterprise organizations to accelerate their digital transformation by creating a …
Experience: 10+ years
Salary: $190,000 - $263,500 USD
Benefits: Healthcare benefits and additional Box Benefits + Perks

Iqeq

Compliance Associate Chicago
Skills & Focus: compliance, regulatory, Securities Act, private equity, hedge fund, Advisers Act, marketing materials, training, monitoring, filing
About the Company: IQEQ is a leading investor services group providing a comprehensive range of compliance and regulatory services for clients in the private equity and hedge fun…
Experience: 2-5 years in compliance or regulatory positions
Type: Full-time

Cumberland - A Drw Company

Senior Regulatory Counsel Chicago
Skills & Focus: Regulatory Counsel, Legal Advice, Cryptoassets, Strategic Direction, Project Execution, Financial Laws, Regulatory Issues, U.S. Regulatory Regimes, Trading, Communication
About the Company: Cumberland is the cryptoasset arm of DRW, established in 2014 after pursuing an early interest in cryptoassets and their underlying technologies. Today, Cumber…
Experience: 6+ years of legal experience with a focus on financial laws and regulations

Chime Financial

Senior Lead Product Counsel Chicago
Skills & Focus: financial services, legal counsel, compliance, regulations, banking products, product development, regulatory strategy, legal risks, stakeholder management, team collaboration
About the Company: Chime is a financial technology company, not a bank, focused on helping people achieve financial progress through user-friendly tools and intuitive platforms.
Experience: 8+ years
Salary: $193,860 - $274,700
Type: Full-time
Benefits: 401k match, medical, dental, vision, life and disability benefits, paid parental leave, wellness stipend, generous vaca…

Adtalem

Senior Licensing & Accreditation Analyst Chicago
Skills & Focus: regulatory compliance, licensing, accreditation management, project management, application materials, regulatory policies, data collection, database management, special projects, compliance tracking
About the Company: Part of the Adtalem Elevate team, the Senior Licensing & Accreditation Analyst plays a critical role in ensuring that all institutions and business units compl…
Experience: Experience in regulatory compliance, licensing, or accreditation management, along with strong project management skills.

Beyond Finance

Compliance Associate Chicago
Skills & Focus: Compliance, Risk Management, Regulatory Audits, Data Visualization, Enterprise Risk, Stakeholder Engagement, Financial Services, Assurance Activities, Regulatory Compliance, Project Management
About the Company: At Beyond Finance, we've made it our mission to help everyday Americans escape the endless cycle of crippling debt and step into a brighter financial future. T…
Experience: A minimum of 2 years of experience as a professional in compliance programs, enterprise risk, auditing operations, evaluating systems and controls, project management, or other relevant experience
Type: Full-time
Benefits: Considerable employer contributions for health, dental, and vision programs; Generous PTO, paid holidays, and paid pare…

Nisource

Senior Regulatory Analyst Merrillville
Skills & Focus: regulatory, rate case filings, compliance filings, financial reporting, data analysis, utility capital structure, cost recovery, billing system, internal controls, testimony
About the Company: NiSource Inc. is a regulated utility holding company based in Merrillville, Indiana, focused on delivering safe and reliable energy and energy services.
Experience: 1-5 years preferred
Salary: $79,800 - $119,600
Type: Full-time