Last updated: 2025-05-22

17 Regulatory Compliance jobs in Charlotte.

Hiring now: Sr Fiduciary Officer @ Bank Of Am, Sr Auditorcapital Markets @ Citizens, Sr Compliance Advisory Di @ Varo, Managing Principal Bankin @ Capco, Sr Mgr Deposit Products @ Ameriprise, Underwriting Spec @ Figure, Sr Compliance Testing Ana @ Varo Bank.Explore more at at kaamvaam.com

🔥 Skills

financial services (7) risk management (5) compliance (5) regulatory compliance (4) capital markets (3) Compliance (3) Risk Management (3) Leadership (2) banking (2) regulatory (2)

📍 Locations

Charlotte (17)
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Bank Of America

Senior Fiduciary Officer Charlotte
Skills & Focus: Fiduciary management, Trust, Leadership, Account management, Policy enforcement, Regulatory compliance, Client relationships, Risk management, Collaboration, Financial services
Experience: 3-5 years trust/fiduciary background
Salary: $100,100.00 - $164,200.00
Type: Full-time
Benefits: Industry-leading benefits, paid time off, resources and support for employees

Citizens

Sr Auditor-Capital Markets/Broker Dealer Audit Charlotte
Skills & Focus: audit, capital markets, broker dealer, financial services, professional, banking, risk management, compliance, regulatory, analytics
About the Company: Citizens is a leading financial institution committed to providing diverse banking solutions while focusing on inclusion and community support.
Experience: Professional level experience in auditing or financial services
Type: Full Time
Benefits: Comprehensive benefits including health, wellness, and education support programs.
Chief Credit Officer - Consumer Risk Charlotte
Skills & Focus: Credit, Risk, Management, Leadership, Compliance, Consumer, Strategy, Analysis, Regulatory, Financial
Type: Full Time
Risk Manager Charlotte
Skills & Focus: risk management, capital markets, commercial risk, operational risk, data risk, advisory, financial institution, AI oversight, program lead, multiple locations
About the Company: Citizens offers a range of financial products and services with a commitment to building a diverse, inclusive, and high-performing culture.
Type: Full-time
Benefits: We’re committed to providing benefits, resources and programming to support the whole you.

Varo

Sr. Compliance Advisory Director Charlotte
Skills & Focus: compliance, consumer protection, financial services, product development, regulations, business problems, growth mindset, self-starter, fast-paced environment, digital bank
About the Company: Varo is an entirely new kind of bank. All digital, mission-driven, FDIC insured and designed for the way our customers live their lives. A bank for all of us.

Capco

Managing Principal – Banking Risk Management Charlotte
Skills & Focus: risk management, regulatory, banking sector, consulting, financial services, Federal Reserve, OCC, FDIC, project delivery, client satisfaction
About the Company: Capco FRC is a global team that prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advi…
Experience: 10+ years of risk management and/or regulatory experience within the banking sector, either as an operator or industry consultant; Minimum of 3 years within financial services consulting
Type: Full-time
Benefits: highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement

Bank Of America

Global Regulatory Reporting Observation Management Sr. Specialist Charlotte
Skills & Focus: regulatory reporting, observation management, root cause analysis, compliance, financial industry, stakeholder collaboration, issue validation, process improvement, controls, remediation
About the Company: Bank of America is a leading financial institution committed to responsible growth, inclusion, and community impact.
Experience: 3-5 years regulatory reporting experience in the financial industry
Type: Full-time

Citizens

Senior Risk Manager - Capital Markets and Advisory Charlotte
Skills & Focus: risk management, capital markets, advisory risk, financial services, business banking, commercial banking, auditing, regulatory compliance, data analytics, financial analysis
About the Company: Citizens is a bank offering various financial services including business banking, mortgage, and corporate banking.
Experience: Professional
Type: Full Time
Benefits: Commitment to providing benefits, resources and programming to surface healthy habits and support the whole you.

Bank Of America

Attorney – Global Payments Solutions – Deposits, Liquidity and Receivables Charlotte
Skills & Focus: legal counsel, contract negotiations, cash management, drafting, project management, liquidity, receivables, regulatory compliance, stakeholder management, problem solving
About the Company: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Experience: 5-12 years
Salary: $141,100.00 - $250,000.00
Type: Full-time
Benefits: Industry-leading benefits, access to paid time off, resources and support to employees.

Ameriprise Financial

Senior Manager, Deposit Products Charlotte
Skills & Focus: deposit products, banking, product management, marketing, consumer checking, savings, CD accounts, digital banking, financial services, regulatory compliance
About the Company: A diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. They advise and manage assets and …
Experience: 7+ years’ experience in marketing, product management or related role. 5+ years’ experience in consumer or digital banking deposit product management or marketing experience.
Salary: $98,100 - $132,400 / year
Type: Full-time
Benefits: Comprehensive benefits program including vacation time, sick time, 401(k), and health, dental and life insurances.
Senior Risk Analyst Charlotte
Skills & Focus: Risk Management, Data Analysis, Regulatory Compliance, Reporting, Operational Soundness, Control Testing, Relationship Management, Banking Regulations, Project Management, Automation
About the Company: A diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022, advising and managing assets and i…
Experience: 3-5 years of relevant experience
Salary: $74,800 - $101,000 / year
Type: Full-time
Benefits: Competitive and comprehensive program including vacation time, sick time, 401(k), health, dental and life insurances.

Figure

Underwriting Specialist Charlotte
Skills & Focus: underwriting, loan applications, compliance, financial data, performance metrics, collaboration, training materials, regulatory standards, operational efficiency, product innovation
About the Company: Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike. We’re helping homeowners tap their liquidity easily, eff…
Experience: 3+ years of underwriting experience
Salary: $33 - $39/hr
Type: Full-time
Benefits: Comprehensive health, vision, and dental insurance, 401k, paid family leave, continuing education reimbursement.

Ameriprise Financial

Compliance Manager Charlotte
Skills & Focus: Compliance, document management, supervisory procedures, regulatory requirements, training, coaching, financial services, broker-dealer, controls, industry regulations
About the Company: We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Experience: 5-7 years
Salary: $77,100 / $120,100 per year
Type: Full-time
Benefits: Comprehensive benefits program, including vacation time, sick time, 401(k), health, dental and life insurances.

Bank Of America

Markets Support Analyst - Fixed Income Trade Control Charlotte
Skills & Focus: trade control, fixed income, trade settlement, reporting, client inquiries, risk management, collateral, reconciliation, regulatory reporting, financial services
About the Company: A leading financial institution providing banking, investing, asset management, and other financial and risk management products and services.
Type: Full-time

Varo Bank

Sr. Compliance Testing Analyst Charlotte
Skills & Focus: Compliance Testing, Regulatory Compliance, Consumer Regulations, Risk Management, Auditing, Monitoring, Financial Services, Regulations (Reg B, Reg DD, Reg E, etc.), Automation, Scalability
About the Company: Varo is a new kind of bank that is all-digital, mission-driven, FDIC insured, and designed around the modern American consumer. Launched in 2017, Varo aims to …
Experience: 5+ years of Audit or Compliance testing and monitoring in a regulated banking environment
Salary: $65,000 - $100,000
Type: Full-time

Capco

Principal Consultant – AML Financial Crimes Charlotte
Skills & Focus: Anti-Money Laundering, Financial Crimes, KYC, Risk Management, Compliance, Investigations, Regulatory Advisory, Transaction Monitoring, Suspicious Activity Reports, Due Diligence
About the Company: Capco is a global team that prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory…
Experience: Minimum of 8-10 years
Type: Full-time
Benefits: Medical, dental and vision insurance, a 401(k) plan, tuition reimbursement

Figure

Servicing Compliance Manager Charlotte
Skills & Focus: compliance, equity line of credit, consumer loans, risk assessments, policies and procedures, regulatory compliance, financial technology, operational support, audits, consumer protection laws
About the Company: Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike. We’re helping homeowners tap their liquidity easily, eff…
Experience: 5+ years
Salary: $114,000 - $143,000
Type: Full-time
Benefits: Comprehensive health, vision, and dental insurance, HSA, FSA, 401k, and commuter benefits, paid family leave, continuin…