Last updated: 2025-05-22

26 Regulatory Compliance jobs in Boston.

Hiring now: Head Of Fxconnect @ State Stre, Sr Fiduciary Officer @ Bank Of Am, Securities Principal Cont @ Citizens, Corporate Counsel Securit @ Draftkings, Sr Mgr Of Governance Risk @ Whoop, Dir Retail Alternatives C @ Blackrock, Associate Dir Global Comp @ Chewycom, Corporatema Counsel @ Veoliaenvi, Compliance Mgr @ Ameriprise, Merrill Market Supervisio @ Bank Of Am.Explore more at at kaamvaam.com

🔥 Skills

compliance (10) risk management (6) Compliance (5) regulatory (5) regulatory compliance (4) regulatory requirements (4) capital markets (3) financial services (3) strategy (3) corporate governance (3)

📍 Locations

Boston (18) Waltham (4) Cambridge (2) Lawrence (1) Marlborough (1)
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State Street

Head of FXConnect Boston
Skills & Focus: FXConnect, foreign exchange, trading technology, client solutions, business strategy, regulatory compliance, business opportunities, performance metrics, client relationships, inclusive environment
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. For more than two centuries, we’ve been helpi…
Experience: Minimum of 10 years’ experience in senior management capacity; Extensive experience in FX markets (15+ years preferred)
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

Bank Of America

Senior Fiduciary Officer Boston
Skills & Focus: Fiduciary management, Trust, Leadership, Account management, Policy enforcement, Regulatory compliance, Client relationships, Risk management, Collaboration, Financial services
Experience: 3-5 years trust/fiduciary background
Salary: $100,100.00 - $164,200.00
Type: Full-time
Benefits: Industry-leading benefits, paid time off, resources and support for employees

Citizens

Securities Principal Control Professional Boston
Skills & Focus: Securities, Compliance, Risk Assessment, FINRA Licenses, Wealth Management, Client Service, Regulatory Oversight, Investment Products, Operational Risks, Control Framework
About the Company: Citizens Private Bank has accelerated its strategy to build out Wealth Management, scale Business Banking, grow deposits, and expand in key growth markets.
Experience: 10+ years of compliance supervision with at least 4 of those years working with High Net Worth/Ultra High Net Worth Wealth Managers and clients.
Salary: $80,000 - $110,000 per year
Type: Full Time
Benefits: Competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, fle…
Sr Auditor-Capital Markets/Broker Dealer Audit Boston
Skills & Focus: audit, capital markets, broker dealer, financial services, professional, banking, risk management, compliance, regulatory, analytics
About the Company: Citizens is a leading financial institution committed to providing diverse banking solutions while focusing on inclusion and community support.
Experience: Professional level experience in auditing or financial services
Type: Full Time
Benefits: Comprehensive benefits including health, wellness, and education support programs.
Operational Risk Senior Manager - Commercial Banking Boston
Skills & Focus: Operational Risk, Banking, Compliance, Risk Management, Regulatory Requirements, Internal Controls, Risk Assessment, Risk Identification, Client Infrastructure, Business Management
About the Company: Citizens is a financial services company that provides banking products and services to consumers and businesses.
Experience: 8+ years of Risk management experience in financial services industry
Type: Full-time
Benefits: competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, fle…

Draftkings

Corporate Counsel, Securities & Corporate Governance Boston
Skills & Focus: SEC filings, Governance, Securities law, Public company reporting, SSOX compliance, M&A transactions, Corporate law, Investor relations, SEC regulations, Disclosure documents
About the Company: DraftKings is a publicly traded technology company headquartered in Boston, focused on building and delivering sports and entertainment experiences, including …
Experience: At least 4 years in securities law, SEC reporting, and corporate governance
Salary: USD 160,800 - 201,000 yearly
Type: Full-time
Benefits: Comprehensive health plans, mental health programs, parental leave, family planning, flexible PTO, pet insurance, gym r…

Whoop

Senior Manager of Governance, Risk and Compliance Boston
Skills & Focus: Governance, Risk, Compliance, GRC, strategy, execution, structure, regulatory frameworks, enterprise risk, operational resilience
About the Company: WHOOP empowers members to perform at a higher level through a deeper understanding of their bodies and daily lives.

Blackrock

Director, Retail Alternatives Contracts Boston
Skills & Focus: contract negotiation, regulatory compliance, commercial outcomes, legal risk assessment, mutual funds, alternatives products, change management, contract lifecycle, collaborative work, legal contracts
About the Company: BlackRock is a global investment manager and fiduciary to our clients, helping people experience financial well-being. Since 1999, BlackRock has been a leading…
Experience: 10+ years in legal contract negotiation in the financial services industry
Salary: USD$194,000.00 - USD$270,000.00 (New York), USD$184,000.00 - USD$250,000.00 (Princeton, Boston)
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, healthcare benefits, leave benefits, and retirement benefits.

Chewy.Com

Associate Director, Global Compliance & Ethical Sourcing Boston
Skills & Focus: regulatory compliance, FDA, pet food, compliance governance, risk management, ethical sourcing, sustainability, global regulations, team leadership, supplier compliance
About the Company: Chewy.com is a leading online pet supply retailer in the United States and Canada, specializing in high-quality pet products, including hard goods, consumables…
Experience: 10 – 15 years of executive-level compliance experience
Type: Full-time
Benefits: Competitive executive compensation, benefits, and career growth opportunities.

Veoliaenvironnementsa

Corporate/M&A Counsel Boston
Skills & Focus: mergers, acquisitions, strategic transactions, corporate functions, compliance, debt covenants, due diligence, disclosure processes, risk management, legal standards

Blackrock

Vice President, Regulatory Disclosure Operations Boston
Skills & Focus: regulatory compliance, documentation, prospectuses, financial reporting, project management, team leadership, process optimization, communication skills, analytical skills, continuous improvement
About the Company: At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are sa…
Experience: 8+ years
Salary: USD$117,500.00 - USD$184,000.00
Type: Full-time
Benefits: Employees are eligible for an annual discretionary bonus, and benefits including health care, leave benefits, and retir…

Ameriprise Financial

Compliance Manager Boston
Skills & Focus: Compliance, document management, supervisory procedures, regulatory requirements, training, coaching, financial services, broker-dealer, controls, industry regulations
About the Company: We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Experience: 5-7 years
Salary: $77,100 / $120,100 per year
Type: Full-time
Benefits: Comprehensive benefits program, including vacation time, sick time, 401(k), health, dental and life insurances.

Bank Of America Merrill Lynch

Merrill Market Supervision Manager Boston
Skills & Focus: compliance, wealth management, risk management, financial advisers, regulations, supervisory requirements, client needs, risk mitigation, investment practices, regulatory requirements
About the Company: A leading financial services corporation providing comprehensive wealth management and investment products for individuals, companies, and institutions.

State Street

FX Sales Associate Boston
Skills & Focus: FX Products, Institutional Investors, Client Relationships, Trading, Research, Sales, Portfolio Management, Alternative Investments, eFX Technology, Regulatory Environment
About the Company: State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. For more than two centuries, we’ve been helpi…
Experience: 5-15 years of experience in FX or related markets
Salary: $200,000 - $200,000 Annual
Type: Full-time
Benefits: Generous medical care, insurance and savings plans, flexible Work Programs, development programs and educational suppor…

Flywire

Payments Director, NA (Cards & APMs) Boston
Skills & Focus: Payments, partnerships, card networks, acquirers, APMs, operations, compliance, cost optimization, global strategy, industry regulations

Ameriprise Financial

Senior Compliance Analyst Boston
Skills & Focus: Compliance, Investment Advisers Act, regulatory requirements, policies and procedures, compliance risks, ETFs, ERISA, custody memo, financial services, process improvements
About the Company: We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in…
Experience: 2-3 years of relevant experience (with at least one year of Compliance experience preferred).
Type: Full-time

Invivyd, Inc.

Vice President, Chief Compliance and Privacy Officer Boston
Skills & Focus: healthcare compliance, privacy compliance, data governance, FDA regulations, compliance program, ethics program, enterprise risk management, compliance culture, pharmaceutical industry, privacy laws
About the Company: Invivyd is a biotechnology firm focused on delivering protection from serious viral infectious diseases, notably developing antibodies for COVID-19. The compan…
Experience: Minimum of ten (10) years of relevant experience in developing and implementing healthcare and corporate compliance programs in the pharmaceutical/biotech industry in leadership roles.

Biogen

Corporate Counsel Cambridge
Skills & Focus: SEC filings, corporate governance, board governance, insider trading, capital market transactions, investor relations, subsidiary management, securities laws, compliance, financial and governance matters

Blueprint Medicines

Senior Director, Corporate Legal Affairs Cambridge
Skills & Focus: securities law, corporate governance, biopharmaceutical, legal advice, compliance, capital markets, external communications, disclosure committee, insider trading, public company status
About the Company: Blueprint Medicines is a global, fully integrated biopharmaceutical company that invents life-changing medicines. We seek to alleviate human suffering by solvi…
Experience: 10+ years of legal experience in the biotechnology industry
Type: Full-time

Eversource

Senior Regulatory Relations Specialist Lawrence
Skills & Focus: regulatory, customer complaints, state regulatory agencies, electric, gas, emergency, compliance, reporting, customer service, stakeholders
About the Company: Eversource Electric Operations is committed to providing safe and reliable electric service to its customers. It is one of the leading energy companies in the …
Experience: Five or more years of broad utility industry and regulatory experience
Salary: $102,020.00-$113,360.00
Type: Full-time
Benefits: Comprehensive benefits package including health, dental, vision, retirement plans, and employee wellness programs.

Boston Scientific

Senior Legal Counsel - Global Regulatory Legal Marlborough
Skills & Focus: legal counsel, regulatory, clinical study, contract negotiations, compliance, medical device, healthcare laws, clinical trials, risk assessment, regulatory requirements
About the Company: A global leader in medical science for over 40 years, committed to solving health industry challenges with innovative medical solutions.
Experience: 7+ years with private practice and in-house experience in medical device, healthcare, or pharma industries
Salary: $140,000 - $266,000

Dyne Therapeutics

Senior Director, Senior Corporate Counsel Waltham
Skills & Focus: corporate governance, securities laws, compliance, corporate transactions, legal advice, risk management, executive compensation, biotech, pharmaceutical, GDPR
About the Company: Dyne Therapeutics is discovering and advancing innovative life-transforming therapeutics for people living with genetically driven neuromuscular diseases. Leve…
Experience: 8+ years’ experience in securities and corporate governance matters in the biotech or pharmaceutical industry

National Grid

Manager, Strategy, Policy & Regulatory Waltham
Skills & Focus: strategy, policy, regulatory, stakeholder engagement, regulatory filings, policy analysis, customer strategy, cross-functional collaboration, compliance, public utility
About the Company: National Grid is a utility company focused on delivering sustainable energy solutions.
Experience: 3+ years in leadership roles, regulatory affairs experience preferred
Salary: $127,000 - $179,000 annually, depending on location and experience
Type: Full-time
Benefits: Competitive salary, career advancement opportunities, inclusive culture
Manager, Strategy, Policy & Regulatory Waltham
Skills & Focus: strategy, policy, regulatory, stakeholder engagement, regulatory filings, policy analysis, project management, regulatory environment, customer strategy, public service
Experience: 3+ years as a leader managing a team
Salary: $127,000 - $149,000 a year - Upstate, NY; $152,000 - $179,000 a year - Downstate, NY; $142,000 - $167,000 a year - Massachusetts
Type: Full Time

Invivyd, Inc.

Vice President, Chief Compliance and Privacy Officer Waltham
Skills & Focus: healthcare compliance, privacy compliance, data governance, FDA regulations, compliance program, ethics program, enterprise risk management, compliance culture, pharmaceutical industry, privacy laws
About the Company: Invivyd is a biotechnology firm focused on delivering protection from serious viral infectious diseases, notably developing antibodies for COVID-19. The compan…
Experience: Minimum of ten (10) years of relevant experience in developing and implementing healthcare and corporate compliance programs in the pharmaceutical/biotech industry in leadership roles.