Last updated: 2025-05-14

11 Regulatory Compliance jobs in Los Angeles.

Hiring now: Financial Solutions Advis @ Merrill We, Mktg Advertising Complian @ Loandepot, Corporate Counsel @ Quantumsca, Prod Lead Universal Money @ Lightspark, Sr Compliance Analyst @ Kayne Ande, Lead Counsel Payments Mon @ Meta.Explore more at jobswithgpt.com. at kaamvaam.com

🔥 Skills

regulatory compliance (5) wealth management (4) financial goals (4) client solutions (4) investment products (3) financial advice (3) client relationships (3) business growth (3) investment recommendations (3) high-net worth clients (3)

📍 Locations

Los Angeles (7) Irvine (2) Brea (1) Laguna Niguel (1)
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Merrill Wealth Management

Financial Solutions Advisor Brea
Skills & Focus: wealth management, investment products, financial advice, client relationships, business growth, investment recommendations, high-net worth clients, financial goals, regulatory compliance, client solutions
About the Company: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institu…
Experience: Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded.
Salary: $75,000.00 - $85,000.00
Type: Full-time
Benefits: This role is eligible to participate in a formulaic incentive plan.

Loandepot

Marketing & Advertising Compliance Analyst Irvine
Skills & Focus: compliance, marketing, regulatory, campaigns, reviews, experience, mortgage, underwriting, quality control, reporting
About the Company: loanDepot (NYSE: LDI) is a digital commerce company committed to serving its customers throughout the home ownership journey. Since its launch in 2010, loanDep…
Experience: Minimum of three (3) + years’ mortgage banking experience in underwriting, quality control, origination or compliance.
Salary: $59,000 - $81,000
Type: Full-time
Benefits: Comprehensive benefits package including Medical/Dental/Vision. Wellness program to support both mental and physical he…

Merrill Wealth Management

Financial Solutions Advisor Irvine
Skills & Focus: wealth management, investment products, financial advice, client relationships, business growth, investment recommendations, high-net worth clients, financial goals, regulatory compliance, client solutions
About the Company: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institu…
Experience: Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded.
Salary: $75,000.00 - $85,000.00
Type: Full-time
Benefits: This role is eligible to participate in a formulaic incentive plan.
Financial Solutions Advisor Laguna Niguel
Skills & Focus: wealth management, investment products, financial advice, client relationships, business growth, investment recommendations, high-net worth clients, financial goals, regulatory compliance, client solutions
About the Company: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institu…
Experience: Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded.
Salary: $75,000.00 - $85,000.00
Type: Full-time
Benefits: This role is eligible to participate in a formulaic incentive plan.

Quantumscape Corporation

Corporate Counsel Los Angeles
Skills & Focus: securities laws, corporate governance, reporting obligations, legal support, compliance, commercial agreements, strategic transactions, board materials, cross-functional teams, training programs
About the Company: QuantumScape is on a mission to transform energy storage with solid-state lithium-metal battery technology. The company’s next-generation batteries are designe…
Experience: 5–8 years of legal experience, including at a top law firm; in-house experience at a public company strongly preferred
Salary: $188,200 to $263,500
Type: Full-time
Benefits: QuantumScape also offers an annual bonus and a generous RSU/Equity package as part of its compensation plan. In additio…

Lightspark

Product Lead - Universal Money Address (UMA) Los Angeles
Skills & Focus: product lifecycle, market research, payment systems, regulatory compliance, stakeholder collaboration, customer experience, financial systems, network effects, analytical skills, product management
About the Company: Lightspark is building the tools and services to create an open payment protocol for the Internet at scale using the Lightning Network.
Experience: 7+ years of experience with a viral payments product or with financial services with network effects at the consumer or enterprise level.
Salary: $220K – $295K
Type: Full time
Benefits: Health insurance, life insurance, 401k contribution, paid time off including vacation and sick leave, equity offers, st…

Kayne Anderson Rudnick

Senior Compliance Analyst Los Angeles
Skills & Focus: Compliance, Investment Advisers Act, Code of Ethics, Personal Trading, Marketing Material Reviews, Policy Testing, Account Onboarding, Regulatory Requirements, Annual Compliance Review, Team Collaboration
About the Company: KAR is made up of diverse, talented, and passionate employees working together to achieve a common and rewarding goal: providing high quality investment strate…
Experience: 3-7 years of experience as a compliance professional
Salary: $94,000.00 to $115,000.00
Type: Full-time
Benefits: We offer a variety of benefits that support employees and their families in maintaining all aspects of health and welln…

Merrill Wealth Management

Financial Solutions Advisor Los Angeles
Skills & Focus: advisory, investment, relationship management, financial goals, client solutions, portfolio management, sales performance, wealth management, regulatory compliance, business development
About the Company: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institu…
Experience: Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded.
Salary: $75,000.00 - $85,000.00
Type: Full-time

Meta

Lead Counsel, Payments - Monetization Legal Los Angeles
Skills & Focus: payments, legal advice, product teams, cross-functional collaboration, business judgment, client counseling, legal risks, tech understanding, multi-stakeholder environment, in-house experience
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses. When Facebook launched in 2004, it changed the way people connect. Ap…
Experience: 5+ years of legal experience as a practicing attorney
Salary: $167,000/year to $233,000/year + bonus + equity + benefits
Type: Full Time
Benefits: Meta offers a comprehensive benefits package including health, wellness, and financial benefits, as well as support for…
Sanctions Compliance Officer Los Angeles
Skills & Focus: sanctions compliance, policies, procedures, recommendations, guidance, training, collaboration, regulations, analytical skills, project management
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses. When Facebook launched in 2004, it changed the way people connect. Ap…
Experience: At least 3 years of experience working in a similar role within the fintech industry.
Salary: $116,000/year to $168,000/year + bonus + equity + benefits
Type: Full Time
Benefits: Meta offers benefits that include bonuses, equity, and other forms of compensation.
Associate General Counsel, Product (Youth) Los Angeles
Skills & Focus: legal advisory, youth product, risk mitigation, youth laws, cross-functional teams, data security, privacy compliance, content regulation, consumer protection, strategic consultation
About the Company: Meta builds technologies that help people connect, find communities, and grow businesses.
Experience: 5+ years of legal experience as a practicing attorney
Salary: $198,000/year to $266,000/year + bonus + equity + benefits
Type: Full Time
Benefits: In addition to base compensation, Meta offers benefits.